Notice of Proposed Sale · 144
PennyMac Financial Services, Inc.
PFSINYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- PennyMac Financial Services, Inc.
- Issuer CIK
- 0001745916
- SEC file number
- 001-38727
- Phone
- (818) 224-7442
- Person for whose account securities are to be sold
- MAZZELLA JOSEPH F
- Relationships to issuer
- Officer
- Street
- 3043 TOWNSGATE ROAD
- City
- WESTLAKE VILLAGE
- State / country code
- CA
- Postal code
- 91361
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 3,401 | 263,220.08 | 51,924,875 | 08/04/2026 | NYSE | Merrill Lynch |
Broker / market maker — proposed row 1, entry 1
- Name
- Merrill Lynch
- Street
- 225 Liberty Street
- Street (continued)
- Floor 37
- City
- New York
- State / country code
- NY
- Postal code
- 10281
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 02/14/2026 | Vesting of restricted stock unit awards | PennyMac Financial Services, Inc. | 1,547 | N | 02/14/2026 | Granted as part of issuer equity compensation plan |
| Common Stock | 02/28/2025 | Vesting of restricted stock unit awards | PennyMac Financial Services, Inc. | 1,854 | N | 02/28/2025 | Granted as part of issuer equity compensation plan |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/04/2026
- Signed
- Joseph Mazzella
Company context
PennyMac Financial Services, Inc. (NYSE: PFSI) is a national financial services firm focused on the production and servicing of U.S. mortgage loans and the management of mortgage-related investments. Founded in 2008 and headquartered in Westlake Village, California, it is one of the nation's largest mortgage producers and servicers, and one of the few lenders operating at scale across all three production channels. The company combines advanced technology with significant operational scale to serve home buyers, existing homeowners, and its institutional partners nationwide. Additional information about PennyMac Financial Services, Inc. is available at pfsi.pennymac.com.
Current securities
Recent company filings
- Entry into a Material Definitive Agreement · Results of Operations and Financial Condition · Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 29, 2026
- Regulation FD DisclosureSep 14, 2026
- 4 filingAug 4, 2026
- 4 filingAug 4, 2026
- 10-Q filingAug 4, 2026