Notice of Proposed Sale · 144
Broadcom Inc.
AVGONASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Broadcom Inc.
- Issuer CIK
- 0001730168
- SEC file number
- 001-38449
- Phone
- 650-427-6000
- Person for whose account securities are to be sold
- H&S INVESTMENTS I LP
- Relationships to issuer
- Chairman of the Board of Broadcom
- Street
- 3421 HILLVIEW AVENUE
- City
- PALO ALTO
- State / country code
- CA
- Postal code
- 94304
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 70,218 | 25,000,058.61 | 4,773,629,865 | 09/23/2026 | NASDAQ | Northern Trust Securities, Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- Northern Trust Securities, Inc.
- Street
- 50 S LaSalle Street
- City
- Chicago
- State / country code
- IL
- Postal code
- 60603
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 11/04/2016 | Restricted Stock Units | H&S Investments I, LP | 70,218 | N | 09/23/2026 | Restricted Stock Units |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| H&S Investments I, LP | Broadcom, Inc. | 06/24/2026 | 314,033 | 120,002,749.23 |
| Samueli Foundation | Broadcom, Inc. | 06/24/2026 | 186,089 | 71,206,825.59 |
| The Rinks Foundation | Broadcom, Inc. | 06/24/2026 | 15,784 | 6,039,734.97 |
| D95GT LLC | Broadcom, Inc. | 06/24/2026 | 340,208 | 130,002,968.60 |
| Samueli Foundation | Broadcom, Inc. | 09/23/2026 | 72,474 | 25,797,598.63 |
| D95GT LLC | Broadcom, Inc. | 09/23/2026 | 631,972 | 225,004,972.58 |
Seller — prior-sale row 1, entry 1
- Name
- H&S Investments I, LP
- Street
- 2101 E Coast Hwy
- Street (continued)
- 3rd FL
- City
- Corona Del Mar
- State / country code
- CA
- Postal code
- 92625-1941
Seller — prior-sale row 2, entry 1
- Name
- Samueli Foundation
- Street
- 2101 E Coast Hwy
- Street (continued)
- 3rd FL
- City
- Corona Del Mar
- State / country code
- CA
- Postal code
- 92625-1941
Seller — prior-sale row 3, entry 1
- Name
- The Rinks Foundation
- Street
- 2101 E Coast Hwy
- Street (continued)
- 3rd FL
- City
- Corona Del Mar
- State / country code
- CA
- Postal code
- 92625-1941
Seller — prior-sale row 4, entry 1
- Name
- D95GT LLC
- Street
- 201 South Phillips Avenue
- Street (continued)
- Suite 200
- City
- Sioux Falls
- State / country code
- SD
- Postal code
- 57104
Seller — prior-sale row 5, entry 1
- Name
- Samueli Foundation
- Street
- 2101 E Coast Hwy
- Street (continued)
- 3rd FL
- City
- Corona Del Mar
- State / country code
- CA
- Postal code
- 92625-1941
Seller — prior-sale row 6, entry 1
- Name
- D95GT LLC
- Street
- 201 South Phillips Avenue
- Street (continued)
- Suite 200
- City
- Sioux Falls
- State / country code
- CA
- Postal code
- 57104
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The Restricted Stock Units sold were acquired upon the vesting of restricted stock units during the period from 11/4/16 to 3/15/22. See attached Schedule A for lot breakdown.
Notice signature
- Notice date
- 09/23/2026
- Signed
- Kathleen Rodin for H&S Ventures, LLC as General Partner for H&S Investments I, LP
- Plan adoption dates
- 12/16/2025
Filed exhibits
- EX 5.1 ↗ScheduleA.pdf
Company context
Broadcom Inc. (NASDAQ: AVGO) is a technology leader that designs, develops, and supplies semiconductors and infrastructure software for global organizations’ complex, mission-critical needs. Broadcom combines long-term R&D investment with superb execution to deliver the best technology, at scale. Broadcom is a Delaware corporation headquartered in Palo Alto, CA.