Changes in Beneficial Ownership · 4
HILLTOP HOLDINGS INC.
HTHNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
primarydocument.xml
Filing details
- Report period
- 2026-09-30
- Issuer
- Hilltop Holdings Inc.
- Issuer CIK
- 0001265131
- Trading symbol
- HTH
Reporting owner 1
- Name
- SOBEL JONATHAN S
- Reporting owner CIK
- 0001086618
- Relationship
- Director · Officer
- Officer title
- Hilltop Securities Chairman
- Address
- 6565 HILLCREST AVE, DALLAS, TX, 75205
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-09-30 | A · Form 4 | 270.00[F1] | A | 38.29[F2] | 130,187.1725 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
Footnotes
- F1
- Shares acquired pursuant to the Hilltop Holdings Inc. 2020 Equity Incentive Plan as compensation for services rendered as a director in the third calendar quarter of 2026.↩ 1
- F2
- Price per share calculated using the average closing price per share for the period from September 17, 2026 to September 30, 2026.↩ 1
Signature 1
- Signed
- /s/ Jonathan S. Sobel
- Date
- 2026-10-02
Company context
Hilltop Holdings is a Dallas-based financial holding company. Its primary line of business is to provide business and consumer banking services from offices located throughout Texas through PlainsCapital Bank. PlainsCapital Bank’s wholly owned subsidiary, PrimeLending, provides residential mortgage lending throughout the United States. Hilltop Holdings’ broker-dealer subsidiaries, Hilltop Securities Inc. and Momentum Independent Network Inc., provide a full complement of securities brokerage, institutional and investment banking services in addition to clearing services and retail financial advisory. At June 30, 2026, Hilltop employed approximately 3,600 people and operated 304 locations in 47 states. Hilltop Holdings’ common stock is listed on the New York Stock Exchange and NYSE Texas under the symbol “HTH.” Find more information at Hilltop.com, PlainsCapital.com, PrimeLending.com and Hilltopsecurities.com.