Gladstone Investment Corporation

Item 5.07. Submission of Matters to a Vote of Security Holders. On September 4, 2026, Gladstone Investment Corporation (the “Company”) reconvened its 2026 Annual Meeting of Stockholders (the “Annual Meeting”) that was previously adjourned on August 6, 2026. The Company’s stockholders voted and approved each of the proposals presented at the Annual Meeting, which are described in detail in the Company’s Definitive Proxy Statement on Schedule 14A, which was filed with the Securities and Exchange Commission on June 18, 2026. The matters considered and voted on by the Company’s stockholders at the Annual Meeting and the vote of the stockholders were as follows: The election of two directors to hold office until the 2029 Annual Meeting of Stockholders. For Withheld Broker Non-Votes ─────────────────────────────────────────────────────────────────────────── Michela A. English 18,537,008 1,732,727 0 Anthony W. Parker 18,591,517 1,678,218 0 The proposal to authorize the Company, with the subsequent approval of its board of directors (the “Board”), to issue and sell shares of the Company’s common stock (during the 12 months following such authorization) at a price below its then current net asset value per share, provided that the number of shares issued and sold pursuant to such authority does not exceed 25% of the Company’s then outstanding common stock immediately prior to each such sale: ────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────── For Against Abstain ──────────────────────────────────────────── 14,460,192 4,733,646 1,075,897