Security
Gladstone Investment Corporation · GAINM
GAINMNASDAQCommon stockHistorical · closed Mar 3, 2021CIK 1321741Updated Oct 27, 2026
Current security for this SEC filerGAIN · NASDAQ
GAINM price & chart
Historical security
This listing closed Mar 3, 2021. Live provider charts are shown only for current listings.
Current security: GAIN
About the company
publicly traded business development company that seeks to make secured debt and equity investments in lower middle market businesses in the United States in connection with acquisitions, changes in control and recapitalizations.
In the news
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Recent filings
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
Items 5.02
4 filing
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
Items 5.02
Submission of Matters to a Vote of Security Holders
Items 5.07
DEFA14A filing
Show 5 more recent filings
Results of Operations and Financial Condition
Items 2.02, 9.01
Submission of Matters to a Vote of Security Holders
Items 5.07
10-Q filing
DEFA14A filing
Other Events
Items 8.01, 9.01
Financials
FY 2026 · USDSource
cash flow · annual statements
| Line item | Q4 2026 | Q4 2025 | Q3 2026 | Q3 2025 | Q2 2026 | Q2 2025 | Q1 2027 | Q1 2026 | FY 2026 | FY 2025 | FY 2024 | FY 2023 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash flows from operating activities: | ||||||||||||
| Net Income (Loss), Including Portion Attributable to Noncontrolling InterestUSD | — | — | 65,898,000Source | 38,490,000Source | 28,709,000Source | 15,482,000Source | -11,855,000Source | 7,772,000Source | 184,753,000Source | 65,319,000Source | 85,305,000Source | — |
| Net Cash Provided by (Used in) Operating ActivitiesUSD | — | — | — | — | — | — | 8,063,000Source | -50,181,000Source | -101,608,000Source | 16,308,000Source | -69,938,000Source | -4,504,000Source |
| Cash flows from financing activities: | ||||||||||||
| Net Cash Provided by (Used in) Financing ActivitiesUSD | — | — | — | — | — | — | -6,855,000Source | 40,382,000Source | 88,839,000Source | -4,374,000Source | 69,910,000Source | -6,743,000Source |
| Payments of Ordinary Dividends, Common StockUSD | — | — | — | — | — | — | 9,557,000Source | 28,788,000Source | 57,162,000Source | 60,951,000Source | 76,061,000Source | 47,050,000Source |
| Cash, Cash Equivalents, Restricted Cash and Restricted Cash Equivalents, Period Increase (Decrease), Including Exchange Rate EffectUSD | — | — | — | — | — | — | 1,208,000Source | -9,799,000Source | -12,769,000Source | 11,934,000Source | -28,000Source | -11,247,000Source |
| Cash, Cash Equivalents, Restricted Cash and Restricted Cash EquivalentsUSD | — | — | 2,896,000Source | 3,147,000Source | 2,237,000Source | 2,674,000Source | 3,593,000Source | 5,355,000Source | 2,385,000Source | 15,154,000Source | 3,220,000Source | 3,248,000Source |
| Supplemental disclosure of cash flow information: | ||||||||||||
| Interest Paid, Excluding Capitalized Interest, Operating ActivitiesUSD | — | — | — | — | — | — | 10,601,000Source | 7,667,000Source | 33,769,000Source | 25,431,000Source | 21,978,000Source | 14,103,000Source |
| Additional Financial Items | ||||||||||||
| Amortization of Debt Issuance Costs and DiscountsUSD | — | — | 972,000Source | 691,000Source | 910,000Source | 629,000Source | 980,000Source | 910,000Source | 3,881,000Source | 2,852,000Source | 2,305,000Source | 1,802,000Source |
| Debt and Equity Securities, Realized Gain (Loss)USD | — | — | 2,180,000Source | 0Source | -29,938,000Source | 42,303,000Source | -9,000,000Source | 0Source | -27,595,000Source | 63,184,000Source | 30,256,000Source | 10,753,000Source |
| Debt and Equity Securities, Unrealized Gain (Loss)USD | — | — | 70,227,000Source | 37,329,000Source | 54,368,000Source | -34,112,000Source | -18,782,000Source | -1,316,000Source | 216,100,000Source | -25,960,000Source | 33,272,000Source | -12,206,000Source |
| Income Tax Expense (Benefit)USD | — | — | — | — | — | — | — | — | 0Source | 0Source | 0Source | 0Source |
| InvestmentCompanyDistributionOrdinaryIncomeUSD | — | — | 9,528,000Source | 5,870,000Source | 9,289,000Source | 8,805,000Source | 9,557,000Source | 10,125,000Source | 38,499,000Source | 23,480,000Source | 37,509,000Source | — |
| Net Income (Loss) Attributable to ParentUSD | — | — | 65,898,000Source | 38,490,000Source | 28,709,000Source | 15,482,000Source | — | 7,772,000Source | 184,753,000Source | 65,319,000Source | 85,305,000Source | 35,547,000Source |
| Payments of Financing CostsUSD | — | — | — | — | — | — | 3,060,000Source | 80,000Source | 333,000Source | 4,928,000Source | 4,478,000Source | 308,000Source |
| Proceeds from Issuance of Common StockUSD | — | — | — | — | — | — | — | 7,331,000Source | — | 2,029,000Source | 44,508,000Source | 5,492,000Source |
| Proceeds from Issuance of Redeemable Preferred StockUSD | — | — | — | — | — | — | — | — | — | — | — | 0Source |
| Payments of Dividends | — | — | — | — | — | — | — | — | — | — | — | — |
income statement · annual statements
| Line item | Q4 2026 | Q4 2025 | Q3 2026 | Q3 2025 | Q2 2026 | Q2 2025 | Q1 2027 | Q1 2026 | FY 2026 | FY 2025 | FY 2024 | FY 2023 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Income Tax Expense (Benefit)USD | — | — | — | — | — | — | — | — | 0Source | 0Source | 0Source | 0Source |
| Net Income (Loss) Attributable to ParentUSD | — | — | 65,898,000Source | 38,490,000Source | 28,709,000Source | 15,482,000Source | — | 7,772,000Source | 184,753,000Source | 65,319,000Source | 85,305,000Source | 35,547,000Source |
| Earnings Per Share, BasicUSD per share | — | — | — | 0.03Source | — | 0.2Source | — | — | — | 0.76Source | 0.63Source | 1.11Source |
| Earnings Per Share, DilutedUSD per share | — | — | — | 0.03Source | — | 0.2Source | — | — | — | 0.76Source | 0.63Source | 1.11Source |
| Weighted Average Number of Shares Outstanding, Basicshares | — | — | 39,678,402Source | 36,727,873Source | 38,445,643Source | 36,688,667Source | 39,821,967Source | 36,908,943Source | 38,712,611Source | 36,735,218Source | 34,466,724Source | 33,311,785Source |
| Weighted Average Number of Shares Outstanding, Dilutedshares | — | — | 39,678,402Source | 36,727,873Source | 38,445,643Source | 36,688,667Source | 39,821,967Source | 36,908,943Source | 38,712,611Source | 36,735,218Source | 34,466,724Source | 33,311,785Source |
| Additional Financial Items | ||||||||||||
| Debt and Equity Securities, Realized Gain (Loss)USD | — | — | 2,180,000Source | 0Source | -29,938,000Source | 42,303,000Source | -9,000,000Source | 0Source | -27,595,000Source | 63,184,000Source | 30,256,000Source | 10,753,000Source |
| Debt and Equity Securities, Unrealized Gain (Loss)USD | — | — | 70,227,000Source | 37,329,000Source | 54,368,000Source | -34,112,000Source | -18,782,000Source | -1,316,000Source | 216,100,000Source | -25,960,000Source | 33,272,000Source | -12,206,000Source |
| Income (Loss) from Continuing Operations, Per Basic ShareUSD per share | — | — | 1.66Source | 1.05Source | 0.75Source | 0.42Source | -0.3Source | 0.21Source | 4.77Source | 1.78Source | 2.47Source | 1.07Source |
| Income (Loss) from Continuing Operations, Per Diluted ShareUSD per share | — | — | 1.66Source | 1.05Source | 0.75Source | 0.42Source | -0.3Source | 0.21Source | 4.77Source | 1.78Source | 2.47Source | 1.07Source |
| Investment Company, Contractual Fee WaivedUSD | — | — | 3,102,000Source | 2,405,000Source | 2,932,000Source | 2,194,000Source | 2,962,000Source | 2,672,000Source | 11,821,000Source | 9,636,000Source | 9,118,000Source | 7,880,000Source |
| InvestmentIncomeOperatingAfterExpenseAndTaxUSD | — | — | -6,509,000Source | 1,161,000Source | 4,279,000Source | 7,291,000Source | 15,927,000Source | 9,088,000Source | -3,752,000Source | 28,095,000Source | 21,777,000Source | — |
| Management Fee ExpenseUSD | — | — | 5,920,000Source | 4,872,000Source | 5,457,000Source | 4,447,000Source | 6,533,000Source | 5,080,000Source | 22,824,000Source | 19,105,000Source | 17,500,000Source | 14,798,000Source |
| Net Investment IncomeUSD | — | — | -6,509,000Source | 1,161,000Source | 4,279,000Source | 7,291,000Source | 15,927,000Source | 9,088,000Source | -3,752,000Source | 28,095,000Source | 21,777,000Source | 37,000,000Source |
| Other General and Administrative ExpenseUSD | — | — | 726,000Source | 955,000Source | 395,000Source | 1,188,000Source | 946,000Source | 640,000Source | 2,109,000Source | 4,701,000Source | 2,981,000Source | 3,270,000Source |
Filing attachments
d168205dex991.htm · 8-K · 2026-07-08
EX-99.1 2 d168205dex991.htm EX-99.1 EX-99.1 Exhibit 99.1 Gladstone Investment Corporation Portfolio Company SFEG Holdings Inc. Has Agreed to the Sale of Specialized Fabrication Equipment Group LLC MCLEAN, VA, July 07, 2026: Gladstone Investment Corporation (Nasdaq: GAIN) (“Gladstone Investment”) portfolio company SFEG Holdings Inc. announced today that it has agreed to the sale of Specialized Fabrication Equipment Group LLC (“SFEG” or the “Company”) to Enerpac Tool Group Corp., marking a…
Read attachment ↗d40927dex991.htm · 8-K · 2026-06-02
EX-99.1 2 d40927dex991.htm EX-99.1 EX-99.1 Exhibit 99.1 Gladstone Investment Corporation Announces Election of George “Chip” Stelljes, III as Director McLean, VA, June 2, 2026: Gladstone Investment Corporation (Nasdaq: GAIN) (the “Company”) announced that George “Chip” Stelljes, III has been elected to the 2028 class of directors for the Company, effective June 1, 2026. Mr. Stelljes has also been appointed to serve on the Company’s Compensation Committee, Ethics, Nominating & Corporate G…
Read attachment ↗d75583dex991.htm · 8-K · 2026-03-23
EX-99.1 2 d75583dex991.htm EX-99.1 EX-99.1 Exhibit 99.1 Gladstone Investment Corporation Announces Strategic Succession Plan McLean, VA, March 23, 2026: Gladstone Investment Corporation (Nasdaq: GAIN) (the “Company”) today announced several executive officer appointments in connection with the Company’s strategic succession plan. David Gladstone has stepped down as the Company’s Chief Executive Officer (“CEO”), effective immediately; however, he will remain as the Company’s Chairman of t…
Read attachment ↗d878674dex41.htm · 8-K · 2026-02-18
Exhibit 4.1 SEVENTH SUPPLEMENTAL INDENTURE between GLADSTONE INVESTMENT CORPORATION and UMB BANK, NATIONAL ASSOCIATION, as Trustee Dated as of February 18, 2026 THIS SEVENTH SUPPLEMENTAL INDENTURE (this “Seventh Supplemental Indenture”), dated as of February 18, 2026, is between Gladstone Investment Corporation, a Delaware corporation (the “Company”), and UMB Bank, National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the B…
Read attachment ↗d86111dex41.htm · 8-K · 2025-11-10
EX-4.1 3 d86111dex41.htm EX-4.1 EX-4.1 Exhibit 4.1 SIXTH SUPPLEMENTAL INDENTURE between GLADSTONE INVESTMENT CORPORATION and UMB BANK, NATIONAL ASSOCIATION, as Trustee Dated as of November 10, 2025 THIS SIXTH SUPPLEMENTAL INDENTURE (this “Sixth Supplemental Indenture”), dated as of November 10, 2025, is between Gladstone Investment Corporation, a Delaware corporation (the “Company”), and UMB Bank, National Association, as trustee (the “Trustee”). All capitalized terms used herein sha…
Read attachment ↗d86111dex991.htm · 8-K · 2025-11-10
EX-99.1 5 d86111dex991.htm EX-99.1 EX-99.1 Exhibit 99.1 Filed pursuant to Rule 497 File No. 333-277452 Rule 482ad November 6, 2025 Gladstone Investment Corporation Prices Offering of 6.875% Notes due 2028 McLean, VA, November 6, 2025: Gladstone Investment Corporation (Nasdaq: GAIN) (the “Company”) today announced that it priced a registered direct offering of $60.0 million aggregate principal amount of 6.875% Notes due 2028 (the “Notes”). The Notes will mature on November 1, 2028 and …
Read attachment ↗