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Home/The Filing Wire/Gladstone Investment Corporation/ 10-Q

Quarterly Report · 10-Q

Gladstone Investment Corporation

GAINNASDAQEQUITYCurrent

Quarterly Report

Filed Aug 6, 2026Accepted Aug 6, 2026, 4:11 PM EDTCIK 1321741Accession 0001321741-26-000017
View company →Permanent SEC source ↗
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Company context

publicly traded business development company that seeks to make secured debt and equity investments in lower middle market businesses in the United States in connection with acquisitions, changes in control and recapitalizations.

Current securities

GAINNASDAQ · EQUITY · CurrentGAINGNASDAQ · NOTE · CurrentGAININASDAQ · NOTE · CurrentGAINZNASDAQ · NOTE · Current
Historical securities (4)
GAINLNASDAQ · NOTE · Historical · closed Dec 15, 2025GAINLNASDAQ · PREFERRED · Historical · closed Aug 18, 2021GAINMNASDAQ · EQUITY · Historical · closed Mar 3, 2021GAINNNASDAQ · NOTE · Historical · closed May 4, 2026

Recent company filings

  1. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 26, 2026
  2. 4 filingOct 26, 2026
  3. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsOct 1, 2026
  4. Submission of Matters to a Vote of Security HoldersSep 4, 2026
  5. DEFA14A filingAug 6, 2026

Registered securities in this filing

GLADSTONE INVESTMENT CORPORATION\DE · 10-Q · Filed 2026-08-06

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common Stock, $0.001 par value per share

Symbol
GAIN
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: c-2

Dimensions: us-gaap:StatementClassOfStockAxis

4.875% Notes due 2028

Symbol
GAINZ
Exchange
NASDAQ
Classification
DEBT
Status
Current
Filing context

Context: c-3

Dimensions: us-gaap:StatementClassOfStockAxis

7.875% Notes due 2030

Symbol
GAINI
Exchange
NASDAQ
Classification
DEBT
Status
Current
Filing context

Context: c-4

Dimensions: us-gaap:StatementClassOfStockAxis

7.125% Notes due 2031

Symbol
GAING
Exchange
NASDAQ
Classification
DEBT
Status
Current
Filing context

Context: c-5

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000132174126000017 · 4 registered-security cover members

Read the exact SEC filing ↗

As-filed source

Primary evidence
As filedOpen full document ↗

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