Changes in Beneficial Ownership · 4
Happen, Inc.
HAPNNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
form4.xml
Filing details
- Report period
- 2026-08-05
- Issuer
- Happen, Inc.
- Issuer CIK
- 0001409970
- Trading symbol
- HAPN
- Rule 10b5-1 indication
- Checked
Reporting owner 1
- Name
- Sanborn Scott
- Reporting owner CIK
- 0001397362
- Relationship
- Director · Officer
- Officer title
- CEO
- Address
- C/O HAPPEN, INC., 88 KEARNY ST., SUITE 600, SAN FRANCISCO, CA, 94108
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-08-05 | S · Form 4[F1] | 28,750 | D | 20.5632[F2] | 1,478,563 | D |
Table key
- S · Form 4
- Sale on the market or privately
- D
- Direct
Footnotes
- F1
- This transaction was effected pursuant to a Rule 10b5-1 trading plan (the "Plan") to diversify the assets of the Reporting Person. As disclosed in, and as of the filing date of, the Issuer's Form 10-Q for the period ending March 31, 2026 the maximum number of shares that can be sold under the Plan, inclusive of the reported transaction, represents 9.4% of the Reporting Person's equity interest in the Issuer.↩ 1
- F2
- This transaction was executed in multiple trades during the date at prices ranging from $20.25 to $21.04. The weighted-average price is reported above. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the transactions were effected.↩ 1
Signature 1
- Signed
- /s/ Bhavit Sheth, attorney-in-fact
- Date
- 2026-08-07