Notice of Proposed Sale · 144

Oak Valley Bancorp

OVLYNASDAQEQUITYCurrent

Notice of Proposed Sale

Filed Sep 28, 2026Accepted Sep 28, 2026, 1:24 PM EDTFiling CIK 1442259Accession 0001959173-26-007124

View company →Permanent SEC source ↗

Structured filing — 144

primary_doc.xml

Open full document ↗

Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer: Oak Valley Bancorp
Issuer CIK: 0001431567
SEC file number: 001-34142
Phone: 209-844-7500
Person for whose account securities are to be sold: Barton Don
Relationships to issuer: Director
Street: 125 N. THIRD AVE.
City: OAKDALE
State / country code: CA
Postal code: 95361

Securities proposed for sale

Securities proposed for sale · 1 reported row
Security	Proposed units	Aggregate market value	Units outstanding	Approximate sale date	Exchange	Broker / market maker
Common	375	12,761.25	8,412,708	09/28/2026	NASDAQ	Fidelity Brokerage Services LLC

Broker / market maker — proposed row 1, entry 1

Name: Fidelity Brokerage Services LLC
Street: 900 Salem Street
City: Smithfield
State / country code: RI
Postal code: 02917

Acquisition of securities to be sold

Acquisition of securities to be sold · 1 reported row
Security	Acquired	Nature of acquisition	Acquired from	Amount acquired	Gift transaction	Payment date	Nature of payment
Common	05/20/2014	Open Market Purchase	Issuer	375	N	05/20/2014	Cash

Sales reported in the preceding three months

Sales reported in the preceding three months · 2 reported rows
Seller	Security	Sale date	Amount sold	Gross proceeds
Donald L. Barton	Common	07/27/2026	375	12,270.00
Donald L. Barton	Common	08/26/2026	375	124,776.25

Seller — prior-sale row 1, entry 1

Name: Donald L. Barton
Street: 125 North Third Avenue
City: Oakdale
State / country code: CA
Postal code: 95361

Seller — prior-sale row 2, entry 1

Name: Donald L. Barton
Street: 125 North Third Avenue
City: Oakdale
State / country code: CA
Postal code: 95361

Prior-sale reporting

Nothing to report for the preceding three months: N

Remarks

This trade took place in the Donald Barton 2015 Sep Prop Tr, of whom Donald L. Barton is a trustee and an account stakeholder.

Notice signature

Notice date: 09/28/2026
Signed: /s/ Gary Redman, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Donald L. Barton
Plan adoption dates: 02/24/2026

Company context

Current securities

OVLYNASDAQ · EQUITY · Current

Free Registration