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BCS

Current Report · Items 5.07, 9.01 · 8-K

New Mountain Finance Corporation

NMFCNASDAQEQUITYCurrent

Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. New Mountain Finance Corporation (“NMFC”) held its 2026 Annual Meeting of Stockholders on May 12, 2026 (the “Annual Meeting”) and submitted two (2) matters to the vote of stockholders. Stockholders of record as of March 13, 2026 (the "Record Date") were entitled to vote at the Annual Meeting.…

Filed May 15, 2026Accepted May 15, 2026, 4:16 PM EDTCIK 1496099Accession 0001580642-26-003214
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Company context

New Mountain Finance Corporation (NASDAQ: NMFC) is a leading business development company (BDC) focused on providing direct lending solutions to U.S. middle market companies backed by top private equity sponsors. Our portfolio consists primarily of senior secured loans, and select junior capital positions, to growing businesses in defensive industries that offer attractive risk-adjusted returns. Our differentiated investment approach leverages the deep sector knowledge and operating resources of New Mountain Capital, a global investment firm with over $60 billion of assets under management.

Current securities

Historical securities (1)

Recent company filings

  1. 10-Q filingNov 2, 2026
  2. Results of Operations and Financial Condition · Regulation FD DisclosureNov 2, 2026
  3. Other EventsOct 26, 2026
  4. 4 filingSep 11, 2026
  5. 10-Q filingAug 3, 2026

Registered securities in this filing

New Mountain Finance Corporation · 8-K · Filed 2026-05-15

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common stock, par value $0.01 per share

Symbol
NMFC
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: From2026-05-122026-05-12_custom_CommonStockParValue0.01PerShareMember

Dimensions: us-gaap:StatementClassOfStockAxis

8.250% Notes due 2028

Symbol
NMFCZ
Exchange
NASDAQ
Classification
DEBT
Status
Current
Filing context

Context: From2026-05-122026-05-12_custom_Sec8.250NotesDue2028Member

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000158064226003214 · 2 registered-security cover members

Read the exact SEC filing ↗

Disclosure sections

Items 5.07, 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07 Submission of Matters to a Vote of Security Holders. New Mountain Finance Corporation (“NMFC”) held its 2026 Annual Meeting of Stockholders on May 12, 2026 (the “Annual Meeting”) and submitted two (2) matters to the vote of stockholders. Stockholders of record as of March 13, 2026 (the "Record Date") were entitled to vote at the Annual Meeting. As of the Record Date, there were 98,509,563 shares of common stock outstanding and entitled to vote. A summary of the matters voted upon by the stockholders is set forth below. Election of Directors: Stockholders of NMFC elected three nominees for director, each to serve for a three-year term to expire at the 2029 Annual Meeting of Stockholders based on the following votes: Name FOR WITHHELD BROKER NON-VOTES ─────────────────────────────────────────────────────────────────────────── Rome G. Arnold III 31,775,941 8,216,335 33,707,302 Daniel B. Hébert 38,469,408 1,522,868 33,707,302 Steven B. Klinsky 33,307,243 6,685,033 33,707,302 Ratification of the Appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2026: Stockholders of NMFC ratified the appointment of Deloitte & Touche LLP to serve as NMFC’s independent registered public accounting firm for the fiscal year ending December 31, 2026 based on the following votes: FOR AGAINST ABSTAINED BROKER NON-VOTES ────────────────────────────────────────────────────────────────── 71,984,085 1,201,914 513,579 -0-

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