Changes in Beneficial Ownership · 4
New Mountain Finance Corporation
NMFCNASDAQEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
ownership.xml
Filing details
- Report period
- 2026-06-10
- Issuer
- New Mountain Finance Corp
- Issuer CIK
- 0001496099
- Trading symbol
- NMFC
Reporting owner 1
- Name
- KLINE JOHN R
- Reporting owner CIK
- 0001256029
- Relationship
- Director · Officer
- Officer title
- CEO, President and Director
- Address
- C/O NEW MOUNTAIN CAPITAL, L.L.C., 1633 BROADWAY, 48TH FLOOR, NEW YORK, NY, 10019
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Timeliness |
|---|---|---|---|---|---|---|---|---|
| Common Stock | 2026-06-10 | W · Form 5 | 2,000 | A | 0 | 389,685.15[F1] | D | E |
Table key
- W · Form 5
- Acquisition or disposition by inheritance
- A
- Acquired
- D
- Direct
Footnotes
- F1
- Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Kline's previous beneficial ownership report on Form 4 on November 8, 2024.↩ 1
Signature 1
- Signed
- /s/ John Kline
- Date
- 2026-09-11
Company context
New Mountain Finance Corporation (NASDAQ: NMFC) is a leading business development company (BDC) focused on providing direct lending solutions to U.S. middle market companies backed by top private equity sponsors. Our portfolio consists primarily of senior secured loans, and select junior capital positions, to growing businesses in defensive industries that offer attractive risk-adjusted returns. Our differentiated investment approach leverages the deep sector knowledge and operating resources of New Mountain Capital, a global investment firm with over $60 billion of assets under management.