Notice of Proposed Sale · 144
New Mountain Finance Corporation
NMFCNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- New Mountain Finance Corporation
- Issuer CIK
- 0001496099
- SEC file number
- 814-00832
- Phone
- 212-720-0300
- Person for whose account securities are to be sold
- John P Malfettone
- Relationships to issuer
- Affiliate
- Street
- 1633 Broadway, 48th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10019
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 77,500 | 616,125 | 94,452,390 | 06/15/2026 | Nasdaq | J.P. Morgan Securities LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- J.P. Morgan Securities LLC
- Street
- 270 Park Avenue - 10th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 05/10/2021 | Purchase | Open Market | 25,935 | N | 05/10/2021 | Cash |
| Common | 05/11/2021 | Purchase | Open Market | 31,565 | N | 05/11/2021 | Cash |
| Common | 05/24/2022 | Purchase | Open Market | 20,000 | N | 05/24/2022 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 06/15/2026
- Signed
- /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for John P Malfettone
Company context
New Mountain Finance Corporation (NASDAQ: NMFC) is a leading business development company (BDC) focused on providing direct lending solutions to U.S. middle market companies backed by top private equity sponsors. Our portfolio consists primarily of senior secured loans, and select junior capital positions, to growing businesses in defensive industries that offer attractive risk-adjusted returns. Our differentiated investment approach leverages the deep sector knowledge and operating resources of New Mountain Capital, a global investment firm with over $60 billion of assets under management.