Notice of Proposed Sale · 144
Triumph Financial, Inc.
TFINNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Triumph Financial, Inc.
- Issuer CIK
- 0001539638
- SEC file number
- 001-36722
- Phone
- (214) 365-6900
- Person for whose account securities are to be sold
- Schreyer Edward Joseph
- Relationships to issuer
- Officer
- Street
- 12700 PARK CENTRAL DRIVE
- Street (continued)
- SUITE 1700
- City
- DALLAS
- State / country code
- TX
- Postal code
- 75251
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 2,900 | 213,498.00 | 23,894,537 | 08/20/2026 | NYSE | UBS Financial Services, Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- UBS Financial Services, Inc.
- Street
- Eleven Madison Avenue
- Street (continued)
- 4th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10010
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 05/01/2026 | RSU | Issuer | 2,900 | N | 05/01/2026 | NA |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Edward Schreyer | Common | 05/22/2026 | 2,900 | 193,430.87 |
Seller — prior-sale row 1, entry 1
- Name
- Edward Schreyer
- Street
- 12700 PARK CENTRAL DRIVE
- Street (continued)
- SUITE 1700
- City
- DALLAS
- State / country code
- TX
- Postal code
- 75251
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 08/20/2026
- Signed
- /s/ UBS Financial Services Inc, as attorney-in-fact for Edward Schreyer
- Plan adoption dates
- 02/19/2026
Company context
Triumph Financial, Inc. (Nasdaq: TFIN) is a financial holding company focused on payments, factoring, intelligence and banking. Headquartered in Dallas, Texas, its diversified portfolio of brands includes TriumphPay, Triumph, TBK Bank and LoadPay.