Notice of Proposed Sale · 144
NMI Holdings Inc.
NMIHNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- NMI HOLDINGS, INC.
- Issuer CIK
- 0001547903
- SEC file number
- 001-36174
- Phone
- (855) 530-6642
- Person for whose account securities are to be sold
- ROBERT O. SMITH
- Relationships to issuer
- Officer
- Street
- 2100 Powell Street
- City
- Emeryville
- State / country code
- CA
- Postal code
- 94608
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 12,000 | 535,762.80 | 75,217,851 | 08/03/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 02/09/2025 | Performance Shares | Issuer | 12,000 | N | 02/09/2025 | Not Applicable |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/03/2026
- Signed
- /s/ Robert O. Smith