Common Stock, par value $0.001 per share
- Symbol
- SCM
- Exchange
- NYSE
- Classification
- COMMON
- Status
- Current
Current Report · Items 2.02, 9.01 · 8-K
STELLUS CAPITAL INVESTMENT CORPORATION
SCMNYSEEQUITYCurrent
Results of Operations and Financial Condition
Item 2.02 Results of Operations and Financial Condition. On July 29, 2026, the Stellus Capital Investment Corporation (the “Company”) issued a press release announcing certain preliminary estimates of its financial condition and results of operations for its fiscal quarter ended June 30, 2026, as well as other information.…
Company context
The Company is an externally-managed, closed-end, non-diversified investment management company that has elected to be regulated as a business development company under the Investment Company Act of 1940. The Company’s investment objective is to maximize the total return to its stockholders in the form of current income and capital appreciation by investing primarily in private middle-market companies (typically those with $5.0 million to $50.0 million of EBITDA (earnings before interest, taxes, depreciation and amortization)) through first lien, second lien, unitranche and mezzanine debt financing, and corresponding equity investments. The Company’s investment activities are managed by its investment adviser, Stellus Capital Management, LLC. To learn more about Stellus Capital Investment Corporation, visit www.stelluscapital.com under the Stellus Capital Investment Corporation link. Stellus Capital Management, LLC was acquired by Ridgepost Capital, LLC on June 22, 2026. Ridgepost Capital, LLC’s parent company, Ridgepost Capital, Inc., is a reporting company listed on the New York Stock Exchange. Please reference Ridgepost Capital, Inc.’s periodic filings with the Securities and Exchange Commission for additional information.
Current securities
Historical securities (2)
Registered securities in this filing
Stellus Capital Investment Corporation · 8-K · Filed 2026-07-29
Disclosure sections
Item 2.02Item 2.02 - Results of Operations
Item 2.02 Results of Operations and Financial Condition.
On July 29, 2026, the Stellus Capital Investment Corporation (the
“Company”) issued a press release announcing certain preliminary estimates of its financial condition and results
of operations for its fiscal quarter ended June 30, 2026, as well as other information. A copy of such press release is attached
hereto as Exhibit 99.1 and is incorporated herein by reference.
The information disclosed herein, including Exhibit 99.1 hereto, shall
be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and shall be deemed incorporated
by reference into the Company’s filings made under the Securities Act of 1933, as amended; provided, however, that information contained
on the Company’s website referred to in the press release attached hereto as Exhibit 99.1 is not incorporated by reference herein
or in Exhibit 99.1 and is not a part of this Form 8-K or Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits:
Exhibit Number Description
───────────────────────────────────────────────────────────────────────────────────────────────────
99.1 Press release, dated July 29, 2026
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)
Filed exhibits (1)
EX-99.1 2 tm2621520d1_ex99-1.htm EXHIBIT 99.1 Exhibit 99.1 Stellus Capital Investment Corporation Reports Preliminary Results for its Second Fiscal Quarter Ended June 30, 2026 Stellus Capital Investment Corporation Schedules Second Quarter 2026 Financial Results Conference Call Houston, Texas, July 29, 2026 (PR Newswire) - Stellus Capital Investment Corporation (NYSE:SCM) (“Stellus”, “we”, or the “Company”) today announced preliminary financial results for its second quarter ended June 30, 2026. Robert T. Ladd, Chief Executive Officer of Stellus, stated, “I am pleased to report operating results for the quarter ended June 30, 2026, including a preliminary estimate of U.S. GAAP net investment income of between $0.25 and $0.27 per share. During the quarter, we funded approximately $18 million of investments and received approximately $49 million of repayments, resulting in a total portfolio between $965 million and $975 million at fair value.” Preliminary Estimates of Second Quarter 2026 Results The Company’s preliminary estimate of second quarter 2026 net investment income (“NII”) is $0.25 to $0.27 per share. The Company’s preliminary estimate of net asset value (“NAV”) pe…
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