Notice of Proposed Sale · 144
Sprinklr, Inc.
CXMNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Sprinklr, Inc.
- Issuer CIK
- 0001569345
- SEC file number
- 001-40528
- Phone
- 9179337800
- Person for whose account securities are to be sold
- RORY READ
- Relationships to issuer
- Director · Officer
- Street
- 441 9th Avenue, 12th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10001
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 203,666 | 1,008,146.70 | 131,087,011 | 10/01/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 11/05/2025 | Restricted Stock Units | Issuer | 203,666 | N | 11/05/2025 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| RORY P READ | Common | 09/16/2026 | 145,865 | 809,550.75 |
Seller — prior-sale row 1, entry 1
- Name
- RORY P READ
- Street
- 441 9th Avenue, 12th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10001
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The securities to be sold were acquired upon the vesting of restricted stock units during the period of 11/5/2025 through 03/15/2026.
Notice signature
- Notice date
- 10/01/2026
- Signed
- /s/ Rory Read
- Plan adoption dates
- 07/02/2026
Company context
Sprinklr is the definitive, AI-native platform for Unified Customer Experience Management (Unified-CXM), empowering brands to deliver extraordinary experiences at scale - across every customer touchpoint. By combining human intelligence with the enhancements and insights of artificial intelligence, Sprinklr helps brands earn trust and loyalty through personalized, seamless, and efficient customer interactions. Sprinklr’s unified platform provides powerful solutions for every customer-facing team - spanning social media management, marketing, advertising, customer feedback, and omnichannel contact center management - enabling enterprises to unify data, break down silos, and act on real-time insights.