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BCS

Current Report · Items 5.07 · 8-K

Great Elm Capital Corp.

GECCNASDAQEQUITYCurrent

Submission of Matters to a Vote of Security Holders

Item 5.07 Submission of Matters to a Vote of Security Holders. On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows:…

Filed Jun 1, 2026Accepted Jun 1, 2026, 4:00 PM EDTCIK 1675033Accession 0001193125-26-251359
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Company context

GECC is an externally managed business development company that seeks to generate current income and capital appreciation by investing in debt and income generating equity securities, including investments in specialty finance businesses and CLOs. For additional information, please visit http://www.greatelmcc.com.

Current securities

Historical securities (5)

Recent company filings

  1. 4 filingSep 23, 2026
  2. PRE 14A filingAug 24, 2026
  3. SCHEDULE 13G/A - filed by Great Elm Strategic Partnership I, LLC regarding Great Elm Capital Corp.Aug 6, 2026
  4. Results of Operations and Financial ConditionAug 5, 2026
  5. 10-Q filingAug 5, 2026

Registered securities in this filing

Great Elm Capital Corp. · 8-K · Filed 2026-06-01

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Common stock, par value $0.01 per share

Symbol
GECC
Exchange
NASDAQ
Classification
COMMON
Status
Current
Filing context

Context: C_b5421302-ab0d-40ee-8ad9-2cb58dab52c0

Dimensions: us-gaap:StatementClassOfStockAxis

8.50% Notes due 2029

Symbol
GECCI
Exchange
NASDAQ
Classification
DEBT
Status
Current
Filing context

Context: C_e29d69bf-a22a-49e0-8592-454d4f9f3f27

Dimensions: us-gaap:StatementClassOfStockAxis

8.125% Notes due 2029

Symbol
GECCH
Exchange
NASDAQ
Classification
DEBT
Status
Current
Filing context

Context: C_7b32467f-1b3e-44ee-90c1-fe952a94461c

Dimensions: us-gaap:StatementClassOfStockAxis

7.75% Notes due 2030

Symbol
GECCG
Exchange
NASDAQ
Classification
DEBT
Status
Current
Filing context

Context: C_086aec3e-cfac-46d3-9d89-fcf5f3e7a70a

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000119312526251359 · 4 registered-security cover members

Read the exact SEC filing ↗

Disclosure sections

Items 5.07

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07 Submission of Matters to a Vote of Security Holders. On May 29, 2026, Great Elm Capital Corp. (the “Company”) held its 2026 annual meeting of its stockholders (the “Annual Meeting”). The results of the voting at the Annual Meeting were as follows: For Withheld Broker Non-Votes ───────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────── Election of director: Mark Kuperschmid 6,104,023 1,162,844 2,641,901 Richard Cohen 6,100,476 1,166,391 2,641,901 For Against Abstain Ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026 9,334,470 519,924 54,374

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