Security
Great Elm Capital Corp. 5.875% Notes due 2026 · GECCO
GECCONASDAQotherHistorical · closed May 27, 2026CIK 1675033Updated Oct 6, 2026
Current security for this SEC filerGECC · NASDAQ
GECCO price & chart
Historical security
This listing closed May 27, 2026. Live provider charts are shown only for current listings.
Current security: GECC
About the company
GECC is an externally managed business development company that seeks to generate current income and capital appreciation by investing in debt and income generating equity securities, including investments in specialty finance businesses and CLOs. For additional information, please visit http://www.greatelmcc.com.
In the news
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Recent filings
4 filing
PRE 14A filing
SCHEDULE 13G/A - filed by Great Elm Strategic Partnership I, LLC regarding Great Elm Capital Corp.
Results of Operations and Financial Condition
Items 2.02, 9.01
10-Q filing
Show 5 more recent filings
40-17G filing
N-23C-2 filing
Other Events
Items 8.01, 9.01
Entry into a Material Definitive Agreement
Items 1.01, 9.01
Submission of Matters to a Vote of Security Holders
Items 5.07
Financials
FY 2025 · USDSource
Source
Source
balance sheet · annual statements
| Line item | Q3 2025 | Q3 2024 | Q2 2026 | Q2 2025 | Q2 2024 | Q1 2026 | Q1 2025 | Q1 2024 | FY 2025 | FY 2024 | FY 2023 | FY 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| ASSETS | ||||||||||||
| AssetsUSD | 420,049,000Source | 427,026,000Source | 279,982,000Source | 409,326,000Source | 326,519,000Source | 282,764,000Source | 350,830,000Source | 279,127,000Source | 340,775,000Source | 342,028,000Source | 246,825,000Source | 310,112,000Source |
| Current assets: | ||||||||||||
| Cash and Cash Equivalents, at Carrying ValueUSD | — | 305,000Source | 1,669,000Source | 960,000Source | 2,575,000Source | — | 1,273,000Source | 334,000Source | 1,834,000Source | 0Source | 953,000Source | 587,000Source |
| LIABILITIES AND EQUITY | ||||||||||||
| LiabilitiesUSD | 279,951,000Source | 301,200,000Source | 169,564,000Source | 269,294,000Source | 200,510,000Source | 175,287,000Source | 218,535,000Source | 160,332,000Source | 227,829,000Source | 205,915,000Source | 148,086,000Source | 225,303,000Source |
| Stockholders’ equity: | ||||||||||||
| Common Stock, Value, IssuedUSD | 140,000Source | 104,000Source | 139,000Source | 116,000Source | 104,000Source | 139,000Source | 115,000Source | 94,000Source | 140,000Source | 115,000Source | 76,000Source | 76,000Source |
| Retained Earnings (Accumulated Deficit)USD | — | — | — | — | — | — | — | — | — | 14,892,000Source | 11,403,000Source | — |
| Accumulated Other Comprehensive Income (Loss), Net of TaxUSD | -219,413,000Source | -193,716,000Source | -247,960,000Source | -192,469,000Source | -193,533,000Source | -250,913,000Source | -199,931,000Source | -188,898,000Source | -245,972,000Source | -196,113,000Source | -185,132,000Source | -199,374,000Source |
| Stockholders' Equity Attributable to ParentUSD | 140,098,000Source | 125,826,000Source | 110,418,000Source | 140,032,000Source | 126,009,000Source | 107,477,000Source | 132,295,000Source | 118,795,000Source | 112,946,000Source | 136,113,000Source | 98,739,000Source | 84,809,000Source |
| Additional Paid in Capital, Common StockUSD | 359,371,000Source | 319,438,000Source | 358,239,000Source | 332,385,000Source | 319,438,000Source | 358,251,000Source | 332,111,000Source | 307,599,000Source | 358,778,000Source | 332,111,000Source | 283,795,000Source | 284,107,000Source |
| Liabilities and EquityUSD | 420,049,000Source | 427,026,000Source | 279,982,000Source | 409,326,000Source | 326,519,000Source | 282,764,000Source | 350,830,000Source | 279,127,000Source | 340,775,000Source | 342,028,000Source | 246,825,000Source | 310,112,000Source |
| Additional Financial Items | ||||||||||||
| Dividends PayableUSD | — | — | — | — | — | — | — | — | — | 577,000Source | 760,000Source | — |
cash flow · annual statements
| Line item | Q4 2025 | Q4 2024 | Q3 2025 | Q3 2024 | Q2 2026 | Q2 2025 | Q1 2026 | Q1 2025 | FY 2025 | FY 2024 | FY 2023 | FY 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash flows from operating activities: | ||||||||||||
| Net Income (Loss), Including Portion Attributable to Noncontrolling InterestUSD | — | — | -22,012,000Source | 3,474,000Source | 6,425,000Source | 11,743,000Source | -745,000Source | 453,000Source | -31,789,000Source | 3,553,000Source | 25,333,000Source | -15,583,000Source |
| Net Cash Provided by (Used in) Operating ActivitiesUSD | — | — | — | — | — | — | 23,492,000Source | -5,869,000Source | -2,815,000Source | -82,672,000Source | 25,683,000Source | -41,755,000Source |
| Cash flows from financing activities: | ||||||||||||
| Net Cash Provided by (Used in) Financing ActivitiesUSD | — | — | — | — | — | — | -25,326,000Source | 7,142,000Source | 4,649,000Source | 81,719,000Source | -25,317,000Source | 33,197,000Source |
| Dividends paid | — | — | — | — | — | — | —Source | —Source | —Source | —Source | —Source | —Source |
| Supplemental disclosure of cash flow information: | ||||||||||||
| Interest Paid, Excluding Capitalized Interest, Operating ActivitiesUSD | — | — | — | — | — | — | 3,789,000Source | 3,774,000Source | 15,594,000Source | 13,385,000Source | 10,094,000Source | 9,355,000Source |
| Income Taxes Paid, NetUSD | — | — | — | — | — | — | — | 270,000Source | — | 304,000Source | 196,000Source | 162,000Source |
| Additional Financial Items | ||||||||||||
| Debt and Equity Securities, Realized Gain (Loss)USD | — | — | 6,156,000Source | 223,000Source | 2,943,000Source | 459,000Source | 2,630,000Source | 264,000Source | -5,507,000Source | — | — | — |
| Dividends PayableUSD | — | — | — | — | — | — | — | — | — | 577,000Source | 760,000Source | — |
| Gain (Loss) on InvestmentsUSD | — | — | — | -598,000Source | — | — | — | -4,123,000Source | — | -8,900,000Source | 12,791,000Source | -26,044,000Source |
| Operating ExpensesUSD | — | — | 7,971,000Source | 7,580,000Source | — | 8,305,000Source | — | 7,851,000Source | 32,090,000Source | 26,522,000Source | 22,996,000Source | 18,570,000Source |
| Other Interest and Dividend IncomeUSD | — | — | — | 20,000Source | — | — | — | 917,000Source | — | 157,000Source | 371,000Source | 1,391,000Source |
| Other Operating Income (Expense), NetUSD | — | — | — | — | — | — | — | — | -967,000Source | — | — | — |
| Payments of Financing CostsUSD | — | — | — | — | — | — | 246,000Source | 10,000Source | 2,157,000Source | 4,206,000Source | 259,000Source | 1,287,000Source |
| Proceeds from Issuance of Common StockUSD | — | — | — | — | — | — | — | — | 27,285,000Source | 48,713,000Source | — | 37,507,000Source |
| Proceeds from Issuance of Long-term DebtUSD | — | — | — | — | — | — | — | — | 57,500,000Source | 97,900,000Source | 38,408,000Source | — |
| Realized Investment Gains (Losses)USD | — | — | — | 223,000Source | — | — | — | 264,000Source | — | 1,871,000Source | -4,707,000Source | -126,046,000Source |
income statement · annual statements
| Line item | Q4 2025 | Q4 2024 | Q3 2025 | Q3 2024 | Q2 2026 | Q2 2025 | Q1 2026 | Q1 2025 | FY 2025 | FY 2024 | FY 2023 | FY 2022 |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Earnings Per Share, BasicUSD per share | — | — | -1.79Source | 0.33Source | 0.46Source | 1.02Source | -0.05Source | 0.04Source | -2.57Source | 0.36Source | 3.33Source | -2.49Source |
| Earnings Per Share, DilutedUSD per share | — | — | -1.79Source | 0.33Source | 0.46Source | 1.02Source | -0.05Source | 0.04Source | -2.57Source | 0.36Source | 3.33Source | -2.49Source |
| Weighted Average Number of Shares Outstanding, Basicshares | — | — | 12,315,210Source | 10,449,888Source | 13,889,803Source | 11,556,857Source | 13,984,828Source | 11,544,415Source | 12,360,314Source | 9,844,014Source | 7,601,958Source | 6,251,391Source |
| Weighted Average Number of Shares Outstanding, Dilutedshares | — | — | 12,315,210Source | 10,449,888Source | 13,889,803Source | 11,556,857Source | 13,984,828Source | 11,544,415Source | 12,360,314Source | 9,844,014Source | 7,601,958Source | 6,251,391Source |
| Additional Financial Items | ||||||||||||
| Debt and Equity Securities, Realized Gain (Loss)USD | — | — | 6,156,000Source | 223,000Source | 2,943,000Source | 459,000Source | 2,630,000Source | 264,000Source | -5,507,000Source | — | — | — |
| Gain (Loss) on InvestmentsUSD | — | — | — | -598,000Source | — | — | — | -4,123,000Source | — | -8,900,000Source | 12,791,000Source | -26,044,000Source |
| Interest Expense, DebtUSD | — | — | 5,485,000Source | 4,210,000Source | 3,868,000Source | 4,318,000Source | 4,256,000Source | 4,251,000Source | 18,405,000Source | 14,882,000Source | 11,742,000Source | 10,690,000Source |
| Interest Income, OperatingUSD | — | — | 7,583,000Source | 8,121,000Source | 6,157,000Source | 7,969,000Source | 6,720,000Source | 7,966,000Source | 31,007,000Source | 31,541,000Source | 28,901,000Source | 18,684,000Source |
| Investment Income, NetUSD | — | — | — | 4,072,000Source | — | — | — | 4,576,000Source | — | 12,453,000Source | 12,542,000Source | 10,461,000Source |
| InvestmentIncomeOperatingAfterExpenseAndTaxUSD | — | — | 2,433,000Source | 4,072,000Source | 4,503,000Source | 5,904,000Source | 4,983,000Source | 4,576,000Source | 17,319,000Source | — | — | — |
| Management Fee ExpenseUSD | — | — | 1,253,000Source | 1,201,000Source | 1,015,000Source | 1,278,000Source | 1,072,000Source | 1,272,000Source | 4,987,000Source | 4,456,000Source | 3,539,000Source | 3,205,000Source |
| Net Investment IncomeUSD | — | — | 2,671,000Source | 4,147,000Source | 4,586,000Source | 5,972,000Source | 5,074,000Source | 4,644,000Source | 17,898,000Source | 12,801,000Source | 12,829,000Source | 10,713,000Source |
| Operating ExpensesUSD | — | — | 7,971,000Source | 7,580,000Source | — | 8,305,000Source | — | 7,851,000Source | 32,090,000Source | 26,522,000Source | 22,996,000Source | 18,570,000Source |
| Other ExpensesUSD | — | — | 50,000Source | 277,000Source | 282,000Source | 307,000Source | 296,000Source | 308,000Source | — | 1,054,000Source | 1,003,000Source | 937,000Source |
| Other IncomeUSD | — | — | 999,000Source | 20,000Source | 122,000Source | 72,000Source | 119,000Source | 917,000Source | 2,338,000Source | — | — | — |
| Other Interest and Dividend IncomeUSD | — | — | — | 20,000Source | — | — | — | 917,000Source | — | 157,000Source | 371,000Source | 1,391,000Source |
| Other Operating Income (Expense), NetUSD | — | — | — | — | — | — | — | — | -967,000Source | — | — | — |
| Realized Investment Gains (Losses)USD | — | — | — | 223,000Source | — | — | — | 264,000Source | — | 1,871,000Source | -4,707,000Source | -126,046,000Source |
Filing attachments
gecc-ex99_1.htm · 8-K · 2026-08-05
EX-99.1 2 gecc-ex99_1.htm EX-99.1 EX-99.1 Exhibit 99.1 Great Elm Capital Corp. Announces SECOND Quarter 2026 Financial Results Company to Host Conference Call and Webcast at 8:30 AM ET on August 6, 2026 GECC’s Investment Adviser Waives Incentive Fees Totaling $0.9 million or $0.06 Per Share for the Quarter Ended June 30, 2026, in Addition to Previously Waiving all $2.8 million, or $0.20 Per Share of Accrued Incentive Fees Through March 31, 2026 Net Investment Income (“NII”) of $0.32 Pe…
Read attachment ↗gecc-ex99_1.htm · 8-K · 2026-05-04
EX-99.1 2 gecc-ex99_1.htm EX-99.1 EX-99.1 Exhibit 99.1 Great Elm Capital Corp. Announces First Quarter 2026 Financial Results Company to Host Conference Call and Webcast at 8:30 AM ET on May 5, 2026 Jason Reese, Executive Chairman of the Board of Directors, Appointed as CEO of the Company GECC’s Investment Adviser Waives 2Q26 Incentive Fees, Following the Waiver of $2.8 Million, or $0.20 Per Share, of Accrued Incentive Fees through March 31, 2026 Net Investment Income (“NII”) of $0.36…
Read attachment ↗gecc-ex99_1.htm · 8-K · 2026-03-02
EX-99.1 2 gecc-ex99_1.htm EX-99.1 EX-99.1 Exhibit 99.1 Great Elm Capital Corp. Announces FOurth Quarter AND FULL YEAR 2025 Financial Results AND NEW EXECUTIVE CHAIRMAN OF BOARD Company to Host Conference Call and Webcast at 8:30 AM ET on March 3, 2026 Jason Reese Appointed as Executive Chairman of the Board of Directors, Succeeding Matthew Drapkin and Fortifying the Board’s Management Oversight Mr. Drapkin Continues to Serve as Vice Chairman of Great Elm Group, Inc. - Remaining Engaged…
Read attachment ↗gecc-ex4_13.htm · 10-K · 2026-03-02
Exhibit 4.13 DESCRIPTION OF THE REGISTRANT’S SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE SECURITIES AND EXCHANGE ACT OF 1934 As of March 10, 2025, Great Elm Capital Corp. has four classes of securities registered under Section 12 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”): our (1) common stock, (2) 5.875% Notes due 2026, (3) 8.75% Notes due 2028, (4) 8.50% Notes due 2029 and (5) 8.125% Notes due 2029. Within this exhibit, the terms “we,” “us,” and “our,” re…
Read attachment ↗gecc-ex99_1.htm · 10-K · 2026-03-02
Exhibit 99.1 CLO Formation JV, LLC Financial Statements For the year ended December 31, 2025 CLO Formation JV, LLC Table of Contents December 31, 2025 Financial Statements Statement of Assets, Liabilities and Members' Capital 3 Statement of Operations 4 Statement of Changes in Members' Capital 5 Statement of Cash Flows 6 Schedule of Investments 7…
Read attachment ↗gecc-ex99_2.htm · 10-K · 2026-03-02
Exhibit 99.2 CLO Formation JV, LLC Financial Statements and Independent Auditor’s Report As of December 31, 2024 and for the period April 23, 2024 (commencement of operations) through December 31, 2024 Exhibit 99.2 CLO Formation JV, LLC Table of Contents As of December 31, 2024 and for the period April 23, 2024 (commencement of operations) through December 31, 2024 Independent Auditor's Report Financial Statements Statement of Assets, Liabilities and Members' Capital Statement of…
Read attachment ↗