Notice of Proposed Sale · 144
Happen, Inc.
HAPNNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Happen, Inc.
- Issuer CIK
- 0001409970
- SEC file number
- 001-36771
- Phone
- 415-930-7440
- Person for whose account securities are to be sold
- Stack Fergal
- Relationships to issuer
- Officer
- Street
- 88 KEARNY ST
- Street (continued)
- SUITE 600
- City
- SAN FRANCISCO
- State / country code
- CA
- Postal code
- 94108
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 115,000 | 2,169,281.00 | 115,407,464 | 08/18/2026 | NASDAQ | Charles Schwab & Co., Inc. |
Broker / market maker — proposed row 1, entry 1
- Name
- Charles Schwab & Co., Inc.
- Street
- 3000 Schwab Way
- City
- Westlake
- State / country code
- TX
- Postal code
- 76262
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 02/25/2020 | Restricted Stock Lapse - See Remarks | Happen, Inc. | 115,000 | N | 02/25/2020 | Equity Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Fergal Stack | Happen, Inc. | 06/16/2026 | 60,000 | 1,140,225.00 |
| Fergal Stack | Happen, Inc. | 07/01/2026 | 50,000 | 1,050,689.00 |
Seller — prior-sale row 1, entry 1
- Name
- Fergal Stack
- Street
- 88 KEARNY ST
- Street (continued)
- SUITE 600
- City
- SAN FRANCISCO
- State / country code
- CA
- Postal code
- 94108
Seller — prior-sale row 2, entry 1
- Name
- Fergal Stack
- Street
- 88 KEARNY ST
- Street (continued)
- SUITE 600
- City
- SAN FRANCISCO
- State / country code
- CA
- Postal code
- 94108
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The shares sold on this filing may be sold over various dates and were acquired and paid for between 02/15/2020 and 05/25/2025.
Notice signature
- Notice date
- 08/18/2026
- Signed
- Fergal Stack
- Plan adoption dates
- 05/05/2026