Notice of Proposed Sale · 144
SoFi Technologies, Inc.
SOFINASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- SoFi Technologies, Inc.
- Issuer CIK
- 0001818874
- SEC file number
- 001-39606
- Phone
- (855) 456-7634
- Person for whose account securities are to be sold
- Lavet Robert S
- Relationships to issuer
- Officer
- Street
- 234 1ST STREET
- City
- SAN FRANCISCO
- State / country code
- CA
- Postal code
- 94105
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 14,414 | 249,059.51 | 1,291,570,324 | 09/15/2026 | NASDAQ | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/14/2026 | Restricted Stock Vesting | Issuer | 14,414 | N | 09/14/2026 | Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Robert S. Lavet | Common | 06/16/2026 | 14,914 | 262,568.43 |
| Robert S. Lavet | Common | 06/18/2026 | 1,188 | 20,844.89 |
Seller — prior-sale row 1, entry 1
- Name
- Robert S. Lavet
- Street
- 234 1st Street
- City
- San Francisco
- State / country code
- CA
- Postal code
- 94105
Seller — prior-sale row 2, entry 1
- Name
- Robert S. Lavet
- Street
- 234 1st Street
- City
- San Francisco
- State / country code
- CA
- Postal code
- 94105
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Sale includes an amount necessary to cover a tax obligation resulting from the settlement of a vested equity award distribution.
Notice signature
- Notice date
- 09/15/2026
- Signed
- /s/ Joshua Schmitt, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert S. Lavet.