Changes in Beneficial Ownership · 4
Bakkt, Inc.
BKKTNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1787163725.xml
Filing details
- Report period
- 2026-08-18
- Issuer
- Bakkt, Inc.
- Issuer CIK
- 0001820302
- Trading symbol
- BKKT
Reporting owner 1
- Name
- ALFRED MICHAEL
- Reporting owner CIK
- 0001816739
- Relationship
- Director
- Address
- 3280 PEACHTREE ROAD NE, 7TH FLOOR, ATLANTA, GA, 30305
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2026-08-18 | P · Form 4 | 296,567 | A | 7.12[F1] | 1,201,567 | I | By Limited Partnership[F2] |
Table key
- P · Form 4
- Purchase on the market or privately
- A
- Acquired
- I
- Indirect
Footnotes
Signature 1
- Signed
- /s/ Michael Alfred
- Date
- 2026-08-19
Company context
Bakkt is a regulated financial technology company building a financial operating system for the AI and token economy. Through Bakkt Markets, Bakkt Agent and Bakkt Global, the Company is developing regulated infrastructure for trading, stablecoin settlement and cross-border payments; intelligence and distribution capabilities for financial products; and strategic access to differentiated assets and global markets. Bakkt serves financial institutions, fintechs and consumer brands seeking to deliver trusted financial services at scale.
Current securities
Recent company filings
- S-8 filingOct 20, 2026
- 25-NSE - filed by NEW YORK STOCK EXCHANGE LLC regarding Bakkt, Inc.Oct 15, 2026
- 3 filingAug 27, 2026
- Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Regulation FD DisclosureAug 17, 2026
- 10-Q filingAug 10, 2026