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BCS

Initial Beneficial Ownership · 3

Bakkt, Inc.

BKKTNYSEEQUITYCurrent

Initial Beneficial Ownership

Filed Aug 27, 2026Accepted Aug 27, 2026, 12:57 PM EDTFiling CIK 1820302Accession 0001628280-26-059219
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Structured filing — 3

wk-form3_1787849870.xml

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Filing details

Report period
2026-08-17
Issuer
Bakkt, Inc.
Issuer CIK
0001820302
Trading symbol
BKKT
No securities owned
Checked

Reporting owner 1

Name
White Matthew A
Reporting owner CIK
0001766061
Relationship
Officer
Officer title
Chief Financial Officer
Address
3280 PEACHTREE ROAD NE, 7TH FLOOR, ATLANTA, GA, 30305

Remarks

Matthew White was appointed as Chief Financial Officer of Bakkt, Inc., effective August 17, 2026.

Signature 1

Signed
/s/ Matthew White
Date
2026-08-27

Company context

Bakkt is a regulated financial technology company building a financial operating system for the AI and token economy. Through Bakkt Markets, Bakkt Agent and Bakkt Global, the Company is developing regulated infrastructure for trading, stablecoin settlement and cross-border payments; intelligence and distribution capabilities for financial products; and strategic access to differentiated assets and global markets. Bakkt serves financial institutions, fintechs and consumer brands seeking to deliver trusted financial services at scale.

Current securities

Historical securities (4)

Recent company filings

  1. Results of Operations and Financial ConditionNov 9, 2026
  2. 10-Q filingNov 9, 2026
  3. S-8 filingOct 20, 2026
  4. 25-NSE - filed by NEW YORK STOCK EXCHANGE LLC regarding Bakkt, Inc.Oct 15, 2026
  5. 4 filingAug 19, 2026

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