Notice of Proposed Sale · 144
FIGS, Inc.
FIGSNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- FIGS, Inc.
- Issuer CIK
- 0001846576
- SEC file number
- 001-40448
- Phone
- 424-300-8330
- Person for whose account securities are to be sold
- Catherine Spear
- Relationships to issuer
- Director · Officer · 10% Stockholder
- Street
- 2834 COLORADO AVE
- Street (continued)
- Suite 400
- City
- Santa Monica
- State / country code
- CA
- Postal code
- 90404
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Class A Common Stock | 4,044,284 | 79,672,395 | 157,487,979 | 11/09/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 11/09/2026 | Exercise of employee stock options | FIGS, Inc. | 4,044,284 | N | 11/09/2026 | Represents net shares acquired under the Issuer's 2016 Equity Incentive Plan after the withholding of shares to pay option exercise costs and applicable taxes |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 11/09/2026
- Signed
- /s/ Catherine Spear