Changes in Beneficial Ownership · 4
FIGS, Inc.
FIGSNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1794275383.xml
Filing details
- Report period
- 2026-11-09
- Issuer
- FIGS, Inc.
- Issuer CIK
- 0001846576
- Trading symbol
- FIGS
Reporting owner 1
- Name
- Spear Catherine Eva
- Reporting owner CIK
- 0001820448
- Relationship
- Director · Officer · 10% owner
- Officer title
- Chief Executive Officer
- Address
- C/O FIGS, INC., 2834 COLORADO AVENUE, SUITE 400, SANTA MONICA, CA, 90404
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | 2026-11-09[F1] | M · Form 4 | 7,695,000 | A | 0.85 | 9,366,854 | D |
| Class A Common Stock | 2026-11-09 | M · Form 4 | 900,000 | A | 1.37 | 10,266,854 | D |
| Class A Common Stock | 2026-11-09 | F · Form 4 | 4,550,716[F2] | D | 21.58 | 5,716,138 | D |
| Class A Common Stock | 2026-11-09 | S · Form 4 | 4,044,284 | D | 19.70 | 1,671,854[F3] | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- A
- Acquired
- D
- Direct
- F · Form 4
- Securities delivered or withheld for exercise price or tax liability under Rule 16b-3
- S · Form 4
- Sale on the market or privately
Non-derivative holdings
| Security | Amount owned | Ownership | Nature of ownership |
|---|---|---|---|
| Class A Common Stock | 797,073 | I | Held by the Catherine Spear Revocable Trust |
| Class A Common Stock | 141[F4] | I | Held by Hollywood Capital Partners LLC |
Table key
- I
- Indirect
Derivative transactions
| Security | Conversion / exercise price (USD) | Transaction date | Code | Amount | A / D | Price (USD) | Exercisable | Expires | Underlying security | Underlying shares | Owned after | Ownership |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) | 0.85 | 2026-11-09 | M · Form 4 | 7,695,000 | D | 0 | [F5] | 2028-02-21 | Class A Common Stock | 7,695,000 | 0 | D |
| Stock Option (Right to Buy) | 1.37 | 2026-11-09 | M · Form 4 | 900,000 | D | 0 | [F5] | 2028-06-26 | Class A Common Stock | 900,000 | 0 | D |
Table key
- M · Form 4
- Exempt derivative exercise or conversion under Rule 16b-3
- D
- Direct
Footnotes
- F1
- This Form 4 concerns (i) the exercise of options to purchase shares of the Issuer's Class A Common Stock that were due to expire in February 2028 and June 2028, respectively, (ii) the related withholding of shares by the Issuer upon the net exercise of such options to pay the exercise prices and required tax withholdings and (iii) the sale of the net shares in a block sale. Prior to such sale, the Reporting Person had not sold any shares of the Issuer's common stock (excluding sales solely to cover required taxes and fees due upon the vesting and settlement of Restricted Stock Units ("RSUs")) since September 2021.↩ 1
- F2
- Represents shares that have been withheld by the Issuer upon the net exercise of stock options and used to pay the exercise prices and required tax withholdings. Does not represent a sale by the Reporting Person.↩ 1
- F3
- 855,987 of these securities are RSUs, each representing a contingent right to receive one share of the Issuer's Class A Common Stock. In addition to the securities reported in this column, the Reporting Person beneficially owns 5,469,161 shares of the Issuer's Class B Common Stock directly and indirectly through various trusts, each of which is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock, and 11,389,366 shares of the Issuer's Class A Common Stock underlying vested options.↩ 1
- F4
- The Reporting Person is a managing member of Hollywood Capital Partners LLC and disclaims beneficial ownership of these securities except to the extent of her pecuniary interest therein.↩ 1
Signature 1
- Signed
- /s/ Danielle Warner as Attorney-in-Fact for Catherine Spear
- Date
- 2026-11-09