Notice of Proposed Sale · 144
REGIONAL MANAGEMENT CORP
RMNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Regional Management Corp.
- Issuer CIK
- 0001519401
- SEC file number
- 001-35477
- Phone
- 8644487000
- Person for whose account securities are to be sold
- STEVEN BROOKS BARNETTE
- Relationships to issuer
- Officer
- Street
- 979 Batesville Road, Suite B
- City
- Greer
- State / country code
- SC
- Postal code
- 29651
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 3,274 | 139,145.00 | 9,208,145 | 07/10/2026 | NYSE | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 12/31/2022 | Restricted Stock Units | Issuer | 3,274 | N | 12/31/2022 | N/A |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| 10b5-1 Sales for STEVEN BROOKS BARNETTE | Common | 07/01/2026 | 1,600 | 67,267.04 |
| 10b5-1 Sales for STEVEN BROOKS BARNETTE | Common | 04/17/2026 | 1,600 | 64,000.00 |
Seller — prior-sale row 1, entry 1
- Name
- 10b5-1 Sales for STEVEN BROOKS BARNETTE
- Street
- 979 Batesville Road, Suite B
- City
- Greer
- State / country code
- SC
- Postal code
- 29651
Seller — prior-sale row 2, entry 1
- Name
- 10b5-1 Sales for STEVEN BROOKS BARNETTE
- Street
- 979 Batesville Road, Suite B
- City
- Greer
- State / country code
- SC
- Postal code
- 29651
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
The securities to be sold were acquired upon the vesting of restricted stock units during the period of 12/31/2022 through 12/31/2024.
Notice signature
- Notice date
- 07/10/2026
- Signed
- /s/ Steven Brooks Barnette
- Plan adoption dates
- 12/01/2025
Company context
Regional Management Corp. (NYSE: RM) is a diversified consumer finance company that provides attractive, easy-to-understand installment loan products primarily to customers with limited access to consumer credit from banks, thrifts, credit card companies, and other lenders. Regional Management operates under the name “Regional Finance” online and in branch locations in 20 states across the United States. Each of its loan products is structured on a fixed-rate, fixed-term basis with fully amortizing equal monthly installment payments, repayable at any time without penalty. Regional Management sources loans through its multiple channel platform, which includes branches, centrally managed direct mail campaigns, digital partners, and its consumer website. For more information, please visit www. RegionalManagement.com.
Current securities
Recent company filings
- 10-Q filingOct 30, 2026
- Results of Operations and Financial Condition · Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements · Other EventsOct 28, 2026
- Regulation FD DisclosureSep 16, 2026
- 144 filingSep 1, 2026
- 4 filingAug 26, 2026