Notice of Proposed Sale · 144
AvePoint, Inc.
AVPTNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- AvePoint, Inc.
- Issuer CIK
- 0001777921
- SEC file number
- 001-39048
- Phone
- (201) 793-1111
- Person for whose account securities are to be sold
- Brown Brian Michael
- Relationships to issuer
- Officer
- Street
- 525 WASHINGTON BLVD
- Street (continued)
- SUITE 1400
- City
- JERSEY CITY
- State / country code
- NJ
- Postal code
- 07310
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 10,000 | 141,122.60 | 211,565,426 | 09/30/2026 | NASDAQ | Rockefeller Financial |
Broker / market maker — proposed row 1, entry 1
- Name
- Rockefeller Financial
- Street
- 200 South 10th Street Suite 950
- City
- Richmond
- State / country code
- VA
- Postal code
- 23219
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/05/2025 | Restricted Stock Unit | Issuer | 2,347 | N | 09/05/2025 | Compensation |
| Common | 09/13/2025 | Restricted Stock Unit | Issuer | 5,772 | N | 09/13/2025 | Compensation |
| Common | 09/21/2025 | Restricted Stock Unit | Issuer | 1,881 | N | 09/21/2025 | Compensation |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| Brian M Brown Rev Trust | Avepoint Inc | 07/14/2026 | 8,369 | 108,828.96 |
| Brian M Brown Rev Trust | Avepoint Inc | 07/15/2026 | 31,631 | 417,028.16 |
| Brian M Brown Rev Trust | Avepoint Inc | 07/28/2026 | 4,824 | 63,094.17 |
| Brian M Brown Rev Trust | Avepoint Inc | 07/29/2026 | 5,176 | 67,590.28 |
| Brian M Brown Rev Trust | Avepoint Inc | 08/24/2026 | 10,000 | 132,961.17 |
| Brian M Brown Rev Trust | Avepoint Inc | 08/27/2026 | 60,000 | 850,163.49 |
| Brian M Brown Rev Trust | Avepoint Inc | 09/23/2026 | 10,000 | 130,727.60 |
Seller — prior-sale row 1, entry 1
- Name
- Brian M Brown Rev Trust
- Street
- 525 Washington Blvd, Suite 1400
- City
- Jersey City
- State / country code
- NJ
- Postal code
- 07310
Seller — prior-sale row 2, entry 1
- Name
- Brian M Brown Rev Trust
- Street
- 525 Washington Blvd, Suite 1400
- City
- Jersey City
- State / country code
- NJ
- Postal code
- 07310
Seller — prior-sale row 3, entry 1
- Name
- Brian M Brown Rev Trust
- Street
- 525 Washington Blvd, Suite 1400
- City
- Jersey City
- State / country code
- NJ
- Postal code
- 07310
Seller — prior-sale row 4, entry 1
- Name
- Brian M Brown Rev Trust
- Street
- 525 Washington Blvd, Suite 1400
- City
- Jersey City
- State / country code
- NJ
- Postal code
- 07310
Seller — prior-sale row 5, entry 1
- Name
- Brian M Brown Rev Trust
- Street
- 525 Washington Blvd, Suite 1400
- City
- Jersey City
- State / country code
- NJ
- Postal code
- 07310
Seller — prior-sale row 6, entry 1
- Name
- Brian M Brown Rev Trust
- Street
- 525 Washington Blvd, Suite 1400
- City
- Jersey City
- State / country code
- NJ
- Postal code
- 07310
Seller — prior-sale row 7, entry 1
- Name
- Brian M Brown Rev Trust
- Street
- 525 Washington Blvd, Suite 1400
- City
- Jersey City
- State / country code
- NJ
- Postal code
- 07310
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Remarks
Shares are being sold form BRIAN M BROWN REV TRUST U/A 8/8/13
Notice signature
- Notice date
- 09/30/2026
- Signed
- Daniel Gardea as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Brian Michael Brown
- Plan adoption dates
- 12/16/2025