Notice of Proposed Sale · 144
Roku, Inc.
ROKUNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- ROKU, INC.
- Issuer CIK
- 0001428439
- SEC file number
- 001-38211
- Phone
- 408-556-9040
- Person for whose account securities are to be sold
- MATT BANKS
- Relationships to issuer
- Officer
- Street
- 1173 Coleman Avenue
- City
- San Jose
- State / country code
- CA
- Postal code
- 95110
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 554 | 84,324.34 | 132,050,905 | 10/01/2026 | NASDAQ | Morgan Stanley Smith Barney LLC Executive Financial Services |
Broker / market maker — proposed row 1, entry 1
- Name
- Morgan Stanley Smith Barney LLC Executive Financial Services
- Street
- 1 New York Plaza
- Street (continued)
- 8th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10004
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 09/01/2026 | Restricted Stock | Issuer | 554 | N | 09/01/2026 | Not Applicable |
Sales reported in the preceding three months
| Seller | Security | Sale date | Amount sold | Gross proceeds |
|---|---|---|---|---|
| MATT BANKS | Common | 09/02/2026 | 546 | 84,979.44 |
| MATT BANKS | Common | 08/03/2026 | 552 | 80,730.00 |
Seller — prior-sale row 1, entry 1
- Name
- MATT BANKS
- Street
- 1173 Coleman Avenue
- City
- San Jose
- State / country code
- CA
- Postal code
- 95110
Seller — prior-sale row 2, entry 1
- Name
- MATT BANKS
- Street
- 1173 Coleman Avenue
- City
- San Jose
- State / country code
- CA
- Postal code
- 95110
Prior-sale reporting
- Nothing to report for the preceding three months
- N
Notice signature
- Notice date
- 10/01/2026
- Signed
- /s/ Matthew C. Banks
- Plan adoption dates
- 08/05/2025
Company context
Roku pioneered streaming on TV. Today, it is the #1 TV streaming platform in the U.S., Canada, and Mexico by hours streamed (Hypothesis Group, Dec. 2025). Roku connects viewers to the content they love, enables content publishers to build and monetize large audiences through advertising and subscriptions, and provides advertisers with unique capabilities to reach and engage consumers. Roku streaming players and Roku-made TVs are available at major retailers, and licensed Roku TV™ models are sold by leading TV brands in more than 15 countries around the world. Roku also owns and operates The Roku Channel, the home of premium and free entertainment; Howdy, a low-cost subscription service; and Frndly TV, a live TV streaming service. Roku is headquartered in San Jose, Calif., U.S.A.