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BCS

Changes in Beneficial Ownership · 4

First Tracks Biotherapeutics, Inc.

TRAXNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Aug 18, 2026Accepted Aug 18, 2026, 4:05 PM EDTFiling CIK 2091349Accession 0001673528-26-000017
Share

Structured filing — 4

form4-08182026_040802.xml

Open full document ↗

Filing details

Report period
2026-08-15
Issuer
First Tracks Biotherapeutics, Inc.
Issuer CIK
0002091349
Trading symbol
TRAX

Reporting owner 1

Name
Faga Daniel
Reporting owner CIK
0001673528
Relationship
Director · Officer
Officer title
President, CEO
Address
10770 WATERIDGE CIRCLE, SUITE 210, SAN DIEGO, CA, 92121

Derivative transactions

Derivative transactions · 1 reported row
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Performance Stock Units[F1][F2]2026-08-15A · Form 4193,575A0[F3][F3]Common Stock193,575440,485D
Table key
A · Form 4
Acquisition by grant, award or otherwise under Rule 16b-3(d)
A
Acquired
D
Direct

Footnotes

F1
Represents performance-based restricted stock units ("PSUs") that were earned by the Reporting Person upon the achievement of certain performance criteria as certified by the Compensation Committee of the Issuer's Board of Directors on August 15, 2026.↩ 1
F2
Each PSU represents a conditional right to receive one share of the Issuer's Common Stock.↩ 1
F3
The PSUs vest and settle over two years; 50% vests on August 15, 2027 and 50% vests on July 1, 2028, subject to the continuing service of the Reporting Person on each vesting date.↩ 1↩ 2

Signature 1

Signed
/s/ Ajim Tamboli, Attorney-in-Fact
Date
2026-08-18

Company context

We are a clinical-stage biotechnology company focused on delivering innovative immunology therapeutics for autoimmune and inflammatory diseases. Our clinical-stage pipeline includes rosnilimab, a selective pathogenic T cell depleter, for which we completed a Phase 2b trial for the treatment of moderate-to-severe rheumatoid arthritis (“RA”), ANB033, a CD122 antagonist, in a Phase 1b trial for celiac disease (“CeD”) and eosinophilic esophagitis (“EoE”), and ANB101, a BDCA2 modulator, in a Phase 1a trial.

Current securities

Recent company filings

  1. Regulation FD Disclosure · Other EventsOct 13, 2026
  2. 4 filingSep 4, 2026
  3. 4 filingAug 18, 2026
  4. SCHEDULE 13G filingAug 14, 2026
  5. 424B3 filingAug 13, 2026

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