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BCS

Changes in Beneficial Ownership · 4

First Tracks Biotherapeutics, Inc.

TRAXNASDAQEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 4, 2026Accepted Sep 4, 2026, 4:25 PM EDTFiling CIK 2091349Accession 0001715429-26-000007
Share

Structured filing — 4

form4-09042026_080925.xml

Open full document ↗

Filing details

Report period
2026-09-02
Issuer
First Tracks Biotherapeutics, Inc.
Issuer CIK
0002091349
Trading symbol
TRAX

Reporting owner 1

Name
Ware J. Anthony
Reporting owner CIK
0001715429
Relationship
Director
Address
10770 WATERIDGE CIRCLE, SUITE 210, SAN DIEGO, CA, 92121

Non-derivative transactions

Non-derivative transactions · 2 reported rows
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock2026-09-02M · Form 439,265A5.7454,925D
Common Stock2026-09-02S · Form 439,265D44.7764[F1]15,660D
Table key
M · Form 4
Exempt derivative exercise or conversion under Rule 16b-3
A
Acquired
D
Direct
S · Form 4
Sale on the market or privately

Derivative transactions

Derivative transactions · 2 reported rows
SecurityConversion / exercise price (USD)Transaction dateCodeAmountA / DPrice (USD)ExercisableExpiresUnderlying securityUnderlying sharesOwned afterOwnership
Stock Option (right to buy)5.742026-09-02M · Form 428,571D0[F2]2027-08-21Common Stock28,5710D
Stock Option (right to buy)5.742026-09-02M · Form 410,694D0[F2]2027-08-21Common Stock10,6940[F3]D
Table key
M · Form 4
Exempt derivative exercise or conversion under Rule 16b-3
D
Direct

Footnotes

F1
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.62 to $45.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.↩ 1
F2
The stock option is fully vested.↩ 1↩ 2
F3
In addition to the shares the Reporting Person owns reported in Table I, the Reporting Person also holds additional options to purchase up to an aggregate of 99,320 shares of common stock and 6,500 restricted stock units.↩ 1

Signature 1

Signed
/s/ Ajim Tamboli, Attorney-in-Fact
Date
2026-09-04

Company context

We are a clinical-stage biotechnology company focused on delivering innovative immunology therapeutics for autoimmune and inflammatory diseases. Our clinical-stage pipeline includes rosnilimab, a selective pathogenic T cell depleter, for which we completed a Phase 2b trial for the treatment of moderate-to-severe rheumatoid arthritis (“RA”), ANB033, a CD122 antagonist, in a Phase 1b trial for celiac disease (“CeD”) and eosinophilic esophagitis (“EoE”), and ANB101, a BDCA2 modulator, in a Phase 1a trial.

Current securities

Recent company filings

  1. Regulation FD Disclosure · Other EventsOct 13, 2026
  2. 4 filingAug 18, 2026
  3. 4 filingAug 18, 2026
  4. SCHEDULE 13G filingAug 14, 2026
  5. 424B3 filingAug 13, 2026

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