Changes in Beneficial Ownership · 4
Citizens Financial Group, Inc.
CFGNYSEEQUITYCurrent
Changes in Beneficial Ownership
Structured filing — 4
wk-form4_1786998481.xml
Filing details
- Report period
- 2024-02-06
- Issuer
- CITIZENS FINANCIAL GROUP INC/RI
- Issuer CIK
- 0000759944
- Trading symbol
- CFG
Reporting owner 1
- Name
- Swift Christopher
- Reporting owner CIK
- 0001349356
- Relationship
- Director
- Address
- C/O CITIZENS FINANCIAL GROUP, INC., 600 WASHINGTON BLVD., STAMFORD, CT, 06901
Non-derivative transactions
| Security | Transaction date | Code | Amount | A / D | Price (USD) | Owned after | Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | 2026-08-13 | A · Form 4 | 162.168[F1] | A | 0 | 26,288.752 | D |
| Common Stock | 2024-02-06 | P · Form 4 | 10[F2] | A | 31.474 | 26,298.752 | D |
| Common Stock | 2025-06-02 | P · Form 4 | 20[F3] | A | 40.063 | 26,318.752 | D |
Table key
- A · Form 4
- Acquisition by grant, award or otherwise under Rule 16b-3(d)
- A
- Acquired
- D
- Direct
- P · Form 4
- Purchase on the market or privately
Footnotes
- F1
- Reflects restricted stock units credited to the reporting person's account following the issuer's dividend payment, pursuant to an award granted to the filer pursuant to the Amended & Restated Citizens Financial Group, Inc. 2014 Non-Employee Directors Compensation Plan.↩ 1
- F2
- On February 6, 2024, the reporting person purchased 10 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.↩ 1
- F3
- On June 2, 2025, the reporting person purchased 20 shares of CFG stock. The transaction was inadvertently omitted from the reporting person's filings to date.↩ 1
Signature 1
- Signed
- /s/ Bari Fredericks as Attorney-in-Fact
- Date
- 2026-08-17
Company context
Citizens Financial Group, Inc. is one of the nation’s oldest and largest financial institutions, with $218.3 billion in assets as of June 30, 2025. Headquartered in Providence, Rhode Island, Citizens offers a broad range of retail and commercial banking products and services to individuals, small businesses, middle-market companies, large corporations and institutions. Citizens helps its customers reach their potential by listening to them and by understanding their needs in order to offer tailored advice, ideas and solutions. In Consumer Banking, Citizens provides an integrated experience that includes mobile and online banking, a full-service customer contact center and the convenience of approximately 3,100 ATMs and approximately 1,000 branches in 14 states and the District of Columbia. Consumer Banking products and services include a full range of banking, lending, savings, wealth management and small business offerings. In Commercial Banking, Citizens offers a broad complement of financial products and solutions, including lending and leasing, deposit and treasury management services, foreign exchange, interest rate and commodity risk management solutions, as well as loan syndication, corporate finance, merger and acquisition, and debt and equity capital markets capabilities. More information is available at www.citizensbank.com or visit us on X (formerly Twitter), LinkedIn or Facebook.