Notice of Proposed Sale · 144
Citizens Financial Group, Inc.
CFGNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- citizens financial group, inc.
- Issuer CIK
- 0000759944
- SEC file number
- 001-36636
- Phone
- 2039006715
- Person for whose account securities are to be sold
- Citizens Bank, National Association
- Relationships to issuer
- 10% Stockholder
- Street
- one citizens plaza
- City
- Providence
- State / country code
- RI
- Postal code
- 02903
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 37,261 | 2,682,792.00 | 422,900,000 | 07/20/2026 | NYSE | FIDELITY BROKERAGE SERVICES LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- FIDELITY BROKERAGE SERVICES LLC
- Street
- 245 SUMMER STREET
- City
- BOSTON
- State / country code
- MA
- Postal code
- 02210
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 04/06/2022 | Merger / Acquisition | Citizens Financial | 37,261 | N | 04/06/2022 | N/A |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 07/20/2026
- Signed
- Jason Coleman as a duly authorized representative of National Financial Services LLC, as attorney-in-fact for Rosamaria M. Cardoso
Company context
Citizens Financial Group, Inc. is one of the nation’s oldest and largest financial institutions, with $218.3 billion in assets as of June 30, 2025. Headquartered in Providence, Rhode Island, Citizens offers a broad range of retail and commercial banking products and services to individuals, small businesses, middle-market companies, large corporations and institutions. Citizens helps its customers reach their potential by listening to them and by understanding their needs in order to offer tailored advice, ideas and solutions. In Consumer Banking, Citizens provides an integrated experience that includes mobile and online banking, a full-service customer contact center and the convenience of approximately 3,100 ATMs and approximately 1,000 branches in 14 states and the District of Columbia. Consumer Banking products and services include a full range of banking, lending, savings, wealth management and small business offerings. In Commercial Banking, Citizens offers a broad complement of financial products and solutions, including lending and leasing, deposit and treasury management services, foreign exchange, interest rate and commodity risk management solutions, as well as loan syndication, corporate finance, merger and acquisition, and debt and equity capital markets capabilities. More information is available at www.citizensbank.com or visit us on X (formerly Twitter), LinkedIn or Facebook.