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BCS

Notice of Proposed Sale · 144

Associated Banc-Corp

ASBNYSEEQUITYCurrent

Notice of Proposed Sale

Filed Jul 30, 2026Accepted Jul 30, 2026, 2:47 PM EDTFiling CIK 7789Accession 0001959173-26-005462
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Structured filing — 144

primary_doc.xml

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Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.

Proposed-sale notice

Issuer
ASSOCIATED BANC-CORP
Issuer CIK
0000007789
SEC file number
001-31343
Phone
920-491-7500
Person for whose account securities are to be sold
Erickson Randall J.
Relationships to issuer
Officer
Street
433 MAIN STREET
City
GREEN BAY
State / country code
WI
Postal code
54301

Securities proposed for sale

Securities proposed for sale · 1 reported row
SecurityProposed unitsAggregate market valueUnits outstandingApproximate sale dateExchangeBroker / market maker
Common90,5732,785,048.02165,941,62907/30/2026NYSEFidelity Brokerage Services LLC

Broker / market maker — proposed row 1, entry 1

Name
Fidelity Brokerage Services LLC
Street
900 Salem Street
City
Smithfield
State / country code
RI
Postal code
02917

Acquisition of securities to be sold

Acquisition of securities to be sold · 20 reported rows
SecurityAcquiredNature of acquisitionAcquired fromAmount acquiredGift transactionPayment dateNature of payment
Common04/12/2012Open Market PurchaseIssuer2,000N04/12/2012Cash
Common07/27/2015Stock Option ExerciseIssuer2,571N07/27/2015Cash
Common10/27/2016Stock Option ExerciseIssuer4,178N10/27/2016Cash
Common01/27/2017Restricted Stock VestingIssuer666N01/27/2017Compensation
Common02/06/2017Restricted Stock VestingIssuer6,226N02/06/2017Compensation
Common02/08/2017Restricted Stock VestingIssuer1,233N02/08/2017Compensation
Common01/02/2018Restricted Stock VestingIssuer498N01/02/2018Compensation
Common01/27/2018Restricted Stock VestingIssuer695N01/27/2018Compensation
Common02/06/2018Restricted Stock VestingIssuer2,701N02/06/2018Compensation
Common02/08/2018Restricted Stock VestingIssuer1,703N02/08/2018Compensation
Common02/05/2019Restricted Stock VestingIssuer11,547N02/05/2019Compensation
Common02/08/2019Restricted Stock VestingIssuer3,075N02/08/2019Compensation
Common02/04/2020Restricted Stock VestingIssuer8,300N02/04/2020Compensation
Common01/25/2022Restricted Stock VestingIssuer2,059N01/25/2022Compensation
Common02/08/2022Restricted Stock VestingIssuer4,841N02/08/2022Compensation
Common02/08/2023Restricted Stock VestingIssuer672N02/08/2023Compensation
Common12/14/2023Stock Option ExerciseIssuer674N12/14/2023Cash
Common10/30/2024Stock Option ExerciseIssuer3,868N10/30/2024Cash
Common11/06/2024Stock Option ExerciseIssuer6,586N11/06/2024Cash
Common07/30/2026Stock Option ExerciseIssuer26,480N07/30/2026Cash

Sales reported in the preceding three months

Sales reported in the preceding three months · 2 reported rows
SellerSecuritySale dateAmount soldGross proceeds
Randall J. EricksonCommon05/01/20262,00056,590.00
Randall J. EricksonCommon05/04/202628,311788,055.92

Seller — prior-sale row 1, entry 1

Name
Randall J. Erickson
Street
433 Main Street
City
Green Bay
State / country code
WI
Postal code
54301

Seller — prior-sale row 2, entry 1

Name
Randall J. Erickson
Street
433 Main Street
City
Green Bay
State / country code
WI
Postal code
54301

Prior-sale reporting

Nothing to report for the preceding three months
N

Notice signature

Notice date
07/30/2026
Signed
/s/ Daniel Tucci, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Randall Erickson

Company context

Associated Banc-Corp (NYSE: ASB) has total assets of $51 billion and is the largest bank holding company based in Wisconsin. Headquartered in Green Bay, Wisconsin, Associated is a leading Midwest banking franchise, offering a full range of financial products and services from over 200 banking locations throughout Wisconsin, Illinois, Iowa, Minnesota, Missouri and Nebraska. The Company also operates loan production offices in Indiana, Kansas, Michigan, New York, Ohio and Texas. Associated Bank, N.A. is an Equal Housing Lender, Equal Opportunity Lender and Member FDIC. More information about Associated Banc-Corp is available at www.associatedbank.com.

Current securities

Historical securities (5)

Recent company filings

  1. 13F-HR filingOct 30, 2026
  2. 10-Q filingOct 27, 2026
  3. Results of Operations and Financial ConditionOct 22, 2026
  4. Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory ArrangementsSep 22, 2026
  5. Regulation FD DisclosureSep 14, 2026

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