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BCS

Changes in Beneficial Ownership · 4

WisdomTree, Inc.

WTNYSEEQUITYCurrent

Changes in Beneficial Ownership

Filed Sep 10, 2026Accepted Sep 10, 2026, 4:38 PM EDTFiling CIK 880631Accession 0001197950-26-000017
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Structured filing — 4

f4_a1eus000009ufmtmaq-live.xml

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Filing details

Report period
2026-09-09
Issuer
WisdomTree, Inc.
Issuer CIK
0000880631
Trading symbol
WT
Rule 10b5-1 indication
Checked

Reporting owner 1

Name
Lilien R Jarrett
Reporting owner CIK
0001197950
Relationship
Officer
Officer title
President and COO
Address
250 WEST 34TH STREET, 3RD FLOOR, C/O WISDOMTREE, INC., NEW YORK, NY, 10119

Non-derivative transactions

Non-derivative transactions · 1 reported row
SecurityTransaction dateCodeAmountA / DPrice (USD)Owned afterOwnership
Common Stock2026-09-09S · Form 4[F1]30,000.0000D24.56001,080,245.0000[F2]D
Table key
S · Form 4
Sale on the market or privately
D
Direct

Footnotes

F1
The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan established by the reporting person on November 24, 2025. Accordingly, the reporting person had no discretion with regard to the timing of the transaction. All sales by the reporting person are subject to the Issuer's equity ownership requirements.↩ 1
F2
Includes restricted stock awards vesting as to (i) 114,570 shares on January 25, 2027, (ii) 59,724 shares on January 25, 2028 and (iii) 23,785 shares on January 25, 2029.↩ 1

Signature 1

Signed
/s/ Marci Frankenthaler, Attorney-in-Fact
Date
2026-09-10

Company context

WisdomTree is a modern global asset manager with capabilities across public markets, private markets, tokenization and onchain finance. We offer a diverse suite of exchange-traded products, models and solutions, private market investments and blockchain-enabled products and services, helping investors shape their financial future and financial professionals grow their businesses. Through WisdomTree Onchain™, we combine tokenized investment products, infrastructure and distribution capabilities into an integrated financial services platform serving retail and institutional investors.

Current securities

Historical securities (1)

Recent company filings

  1. 10-Q filingNov 5, 2026
  2. Results of Operations and Financial Condition · Other EventsOct 30, 2026
  3. SCHEDULE 13G/A - filed by FMR LLC regarding WisdomTree, Inc.Oct 7, 2026
  4. 144 filingSep 9, 2026
  5. SCHEDULE 13G/A - filed by WELLINGTON MANAGEMENT GROUP LLP regarding WisdomTree, Inc.Aug 13, 2026

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