Notice of Proposed Sale · 144
WisdomTree, Inc.
WTNYSEEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- WisdomTree, Inc.
- Issuer CIK
- 0000880631
- SEC file number
- 001-10932
- Phone
- 212-801-2080
- Person for whose account securities are to be sold
- Lilien R Jarrett
- Relationships to issuer
- Officer
- Street
- 250 WEST 34TH STREET
- Street (continued)
- 3RD FLOOR
- City
- NEW YORK
- State / country code
- NY
- Postal code
- 10119
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common | 30,000 | 736,800.00 | 151,512,111 | 09/09/2026 | NYSE | Fidelity Brokerage Services LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- Fidelity Brokerage Services LLC
- Street
- 900 Salem Street
- City
- Smithfield
- State / country code
- RI
- Postal code
- 02917
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 10/29/2019 | Restricted Stock Vesting | Issuer | 11,253 | N | 10/29/2019 | Compensation |
| Common | 12/11/2019 | Restricted Stock Vesting | Issuer | 18,747 | N | 12/11/2019 | Compensation |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 09/09/2026
- Signed
- /s/ Jennifer Ruchti, as a duly authorized representative of Fidelity Brokerage Services LLC, as attorney-in-fact for Robert Lilien
- Plan adoption dates
- 11/24/2025
Company context
WisdomTree is a modern global asset manager with capabilities across public markets, private markets, tokenization and onchain finance. We offer a diverse suite of exchange-traded products, models and solutions, private market investments and blockchain-enabled products and services, helping investors shape their financial future and financial professionals grow their businesses. Through WisdomTree Onchain™, we combine tokenized investment products, infrastructure and distribution capabilities into an integrated financial services platform serving retail and institutional investors.