Notice of Proposed Sale · 144
Rocky Brands, Inc.
RCKYNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Rocky Brands Inc.
- Issuer CIK
- 0000895456
- SEC file number
- 001-34382
- Phone
- 740-753-9100
- Person for whose account securities are to be sold
- Tracie Anne Winbigler
- Relationships to issuer
- Director
- Street
- 39 EAST CANAL ST
- City
- NELSONVILLE
- State / country code
- OH
- Postal code
- 45764
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 3,000 | 146,520 | 7,541,363 | 07/31/2026 | NASDAQ | J.P. Morgan Securities LLC |
Broker / market maker — proposed row 1, entry 1
- Name
- J.P. Morgan Securities LLC
- Street
- 270 Park Avenue
- Street (continued)
- 10th Floor
- City
- New York
- State / country code
- NY
- Postal code
- 10017
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common | 07/31/2026 | Stock Option Exercise | Issuer | 3,000 | N | 07/31/2026 | Cash |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Remarks
The shares filed today will be sold by the Tracie Ann Winbigler Rev Trust, Tracie Ann Winbigler as Trustee
Notice signature
- Notice date
- 07/31/2026
- Signed
- /s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Tracie Ann Winbigler.