Notice of Proposed Sale · 144
Rocky Brands, Inc.
RCKYNASDAQEQUITYCurrent
Notice of Proposed Sale
Structured filing — 144
primary_doc.xml
Notice of proposed sale. The proposed amounts below do not establish that a sale occurred.
Proposed-sale notice
- Issuer
- Rocky Brands Inc.
- Issuer CIK
- 0000895456
- SEC file number
- 001-34382
- Phone
- 740-753-9100
- Person for whose account securities are to be sold
- Michael L Finn
- Relationships to issuer
- Director
- Street
- 39 E. Canal Street
- City
- Nelsonville
- State / country code
- OH
- Postal code
- 45764
Securities proposed for sale
| Security | Proposed units | Aggregate market value | Units outstanding | Approximate sale date | Exchange | Broker / market maker |
|---|---|---|---|---|---|---|
| Common Stock | 3,000 | 119,400 | 7,487,899 | 08/03/2026 | NASDAQ | UBS Financial Services Inc |
Broker / market maker — proposed row 1, entry 1
- Name
- UBS Financial Services Inc
- Street
- 1000 Harbor Blvd
- Street (continued)
- 3rd Floor
- City
- Weehawken
- State / country code
- NJ
- Postal code
- 07086
Acquisition of securities to be sold
| Security | Acquired | Nature of acquisition | Acquired from | Amount acquired | Gift transaction | Payment date | Nature of payment |
|---|---|---|---|---|---|---|---|
| Common Stock | 08/03/2026 | Stock Option | Rocky Brands | 3,000 | N | 08/03/2026 | Cashless Exercise |
Prior-sale reporting
- Nothing to report for the preceding three months
- Y
Notice signature
- Notice date
- 08/03/2026
- Signed
- /s/Mijo Suric, for UBS Financial Services Inc, as attorney-in-fact for Michael L Finn