Security
TOP Financial Group Limited Class A Ordinary Shares · TOP
TOPNASDAQCommon stockCurrentCIK 1848275Updated Nov 6, 2026
TOP price & chart
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NASDAQ:TOP on TradingView ↗About the company
TOP 500 was formed under the laws of Australia on October 22, 2008. TOP 500 owns an Australian Financial Services License (AFSL: 328866). It does not have any material operation as of the date of this prospectus. We plan to provide financial services in Australia that includes arranging or providing financial advice on financial products such as derivatives, foreign exchange contracts, stock and bond issuance etc. through TOP 500. It is a direct subsidiary of ZYAL (BVI) and an indirect subsidiary of TFGL.
In the news
TOP Financial Group Limited Announces 1-for-5 Share Consolidation ↗
Recent filings
Regulation FD Disclosure
Items 7.01, 9.01
10-Q filing
Regulation FD Disclosure
Items 7.01, 9.01
Regulation FD Disclosure
Items 7.01, 9.01
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
Items 5.02, 9.01
Show 5 more recent filings
EFFECT filing
424B3 filing
F-1 filing
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
Items 5.02, 9.01
Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements
Items 5.02
Financials
FY 2026 · USDSource
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balance sheet · annual statements
| Line item | Q2 2026 | Q2 2025 | Q2 2024 | Q2 2023 | Q2 2022 | Q1 2027 | FY 2026 | FY 2025 | FY 2024 | FY 2023 |
|---|---|---|---|---|---|---|---|---|---|---|
| ASSETS | ||||||||||
| AssetsUSD | 64,068,336Source | 60,096,745Source | 42,913,367Source | — | — | 158,407,198Source | 86,056,943Source | 46,799,758Source | 57,642,843Source | 40,283,896Source |
| Property, Plant and Equipment, NetUSD | 257,823Source | 445,704Source | 472,231Source | — | — | 1,059,762Source | 1,114,541Source | 434,024Source | 458,503Source | 482,130Source |
| GoodwillUSD | 26,187Source | — | — | — | — | 26,187Source | 26,187Source | — | — | — |
| Intangible Assets, Net (Excluding Goodwill)USD | 64,260Source | 64,356Source | 63,850Source | — | — | 63,759Source | 63,776Source | 64,268Source | 63,890Source | — |
| Current assets: | ||||||||||
| Cash and Cash Equivalents, at Carrying ValueUSD | 14,785,446Source | 12,708,722Source | 25,919,945Source | — | 4,683,928Source | 10,407,367Source | 12,989,922Source | 12,227,380Source | 25,919,945Source | 15,966,421Source |
| Operating Lease, Right-of-Use AssetUSD | 215,164Source | 261,359Source | 126,716Source | — | — | 1,386,066Source | 1,557,438Source | 269,664Source | 59,689Source | 156,656Source |
| LIABILITIES AND EQUITY | ||||||||||
| LiabilitiesUSD | 29,114,602Source | 20,180,232Source | 3,924,625Source | — | — | 121,408,566Source | 51,811,799Source | 11,914,454Source | 17,111,938Source | 4,332,573Source |
| Stockholders’ equity: | ||||||||||
| Common Stock, Value, IssuedUSD | — | — | 35,010Source | — | — | — | — | — | 37,017Source | 35,005Source |
| Additional Paid in CapitalUSD | — | — | — | — | — | — | — | — | — | 25,172,567Source |
| Retained Earnings (Accumulated Deficit)USD | 5,935,005Source | 11,263,392Source | 13,629,407Source | — | — | 4,460,209Source | 4,573,642Source | 5,744,465Source | 11,713,813Source | 10,662,274Source |
| Accumulated Other Comprehensive Income (Loss), Net of TaxUSD | -9,662Source | -317,790Source | 140,016Source | — | — | 208,978Source | 296,688Source | 127,649Source | -123,875Source | 81,477Source |
| Stockholders' Equity Attributable to ParentUSD | 34,953,734Source | 39,916,513Source | 38,988,742Source | 34,512,849Source | 7,611,402Source | 36,697,571Source | 33,943,714Source | 34,885,304Source | 40,530,905Source | 35,951,323Source |
| Additional Paid in Capital, Common StockUSD | 28,991,321Source | 28,933,883Source | 25,184,309Source | — | — | 31,984,829Source | 29,036,288Source | 28,976,144Source | 28,903,950Source | — |
| Liabilities and EquityUSD | 64,068,336Source | 60,096,745Source | 42,913,367Source | — | — | 158,407,198Source | 86,056,943Source | 46,799,758Source | 57,642,843Source | 40,283,896Source |
| Current liabilities: | ||||||||||
| Operating Lease, Liability, CurrentUSD | 222,772Source | — | — | — | — | 1,415,554Source | 1,584,183Source | 282,333Source | — | — |
| Operating Lease, Liability, NoncurrentUSD | — | — | — | — | — | — | — | — | — | 150,139Source |
| Stockholders' Equity Attributable to Noncontrolling InterestUSD | — | — | — | — | — | 301,061Source | 301,430Source | — | — | — |
| Other Liabilities, Noncurrent | — | — | — | — | — | —Source | — | — | — | — |
cash flow · annual statements
| Line item | Q2 2026 | Q2 2025 | Q2 2024 | Q2 2023 | Q2 2022 | Q1 2027 | Q1 2026 | FY 2026 | FY 2025 | FY 2024 | FY 2023 |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Cash flows from operating activities: | |||||||||||
| Net Income (Loss), Including Portion Attributable to Noncontrolling InterestUSD | — | — | — | — | — | -113,725Source | 85,992Source | -1,175,539Source | — | — | — |
| Adjustments to reconcile net income to net cash provided by operating activities: | |||||||||||
| Share-based Payment Arrangement, Noncash ExpenseUSD | — | — | — | — | — | — | — | 60,194Source | 72,223Source | 48,603Source | 50,137Source |
| Deferred Income Tax Expense (Benefit)USD | — | — | — | — | — | — | — | -43,566Source | — | — | — |
| Net Cash Provided by (Used in) Operating ActivitiesUSD | — | — | — | — | — | 6,034,786Source | 7,138,236Source | 14,021,796Source | -14,471,221Source | 17,758,444Source | -6,031,451Source |
| Cash flows from investing activities: | |||||||||||
| Net Cash Provided by (Used in) Investing ActivitiesUSD | — | — | — | — | — | 7,817,069Source | -229,766Source | 1,281,105Source | -9,361,665Source | -1,280,863Source | -6,542,863Source |
| Payments to Acquire Property, Plant, and EquipmentUSD | — | — | — | — | — | 3,112Source | — | 899,500Source | 3,234Source | — | — |
| Cash flows from financing activities: | |||||||||||
| Net Cash Provided by (Used in) Financing ActivitiesUSD | — | — | — | — | — | — | — | 990,788Source | — | 4,389,992Source | 22,500,871Source |
| Cash, Cash Equivalents, Restricted Cash and Restricted Cash Equivalents, Period Increase (Decrease), Including Exchange Rate EffectUSD | — | — | — | — | — | — | — | — | — | 20,851,200Source | — |
| Cash, Cash Equivalents, Restricted Cash and Restricted Cash EquivalentsUSD | 23,572,475Source | 21,661,469Source | 25,184,381Source | 25,673,313Source | 9,158,813Source | 45,267,394Source | 22,051,268Source | 31,705,419Source | 15,174,936Source | 38,697,093Source | 17,834,302Source |
| Supplemental disclosure of cash flow information: | |||||||||||
| Income Taxes Paid, NetUSD | — | — | — | — | — | — | — | — | 713Source | — | 25,652Source |
| Effect of Exchange Rate on Cash, Cash Equivalents, Restricted Cash and Restricted Cash EquivalentsUSD | — | — | — | — | — | — | — | — | — | -17,049Source | -37,423Source |
| Additional Financial Items | |||||||||||
| DepreciationUSD | — | — | — | — | — | 57,646Source | 7,472Source | 35,345Source | 33,904Source | 28,518Source | 25,496Source |
| Foreign Currency Transaction Gain (Loss), UnrealizedUSD | — | — | — | — | — | — | — | 400Source | — | 468,919Source | — |
| Gain (Loss) on Sale of InvestmentsUSD | — | — | — | — | — | — | — | 118,968Source | — | — | — |
| Gain (Loss) on Disposition of Property Plant EquipmentUSD | — | — | — | — | — | — | — | -1,556Source | — | — | — |
| GoodwillUSD | 26,187Source | — | — | — | — | 26,187Source | — | 26,187Source | — | — | — |
| Income Tax Expense (Benefit)USD | — | — | — | — | — | -273,229Source | — | -1,781Source | 146,104Source | -63,692Source | 31,520Source |
| Net Income (Loss) Attributable to ParentUSD | — | — | — | — | — | -113,433Source | 85,992Source | -1,170,823Source | -5,969,348Source | 1,051,539Source | 3,397,743Source |
| Net Income (Loss) Attributable to Noncontrolling InterestUSD | — | — | — | — | — | -292Source | — | -4,716Source | — | — | — |
| Operating ExpensesUSD | — | — | — | — | — | 1,463,654Source | 1,247,401Source | 5,901,085Source | 9,152,500Source | 7,049,258Source | 6,266,139Source |
| Operating Lease, ExpenseUSD | — | — | — | — | — | 188,230Source | 34,517Source | 549,591Source | 151,214Source | 133,304Source | 104,557Source |
| Payments for Repurchase of WarrantsUSD | — | — | — | — | — | — | — | — | — | — | 300,000Source |
| Proceeds from Issuance of Common StockUSD | — | — | — | — | — | — | — | — | — | — | 22,650,871Source |
| Financing Receivable, Credit Loss, Expense (Reversal)USD | — | — | — | — | — | 1,708,802Source | — | 881,488Source | 2,590,291Source | — | — |
| Revenue from Contract with Customer, Including Assessed TaxUSD | — | — | — | — | — | 612,271Source | 819,117Source | 2,928,441Source | 2,867,430Source | 6,400,468Source | 9,002,365Source |
| Unrealized Gain (Loss) on InvestmentsUSD | — | — | — | — | — | — | — | 31,202Source | -23,464Source | -8,138Source | — |
income statement · annual statements
| Line item | Q2 2026 | Q1 2027 | Q1 2026 | FY 2026 | FY 2025 | FY 2024 | FY 2023 |
|---|---|---|---|---|---|---|---|
| Total RevenueUSD | — | 1,076,700Source | 1,333,393Source | 4,723,765Source | 3,329,256Source | 8,037,105Source | 9,695,402Source |
| Operating Income (Loss)USD | — | -386,954Source | 85,992Source | -1,177,320Source | — | — | — |
| Income (Loss) from Continuing Operations before Income Taxes, Noncontrolling InterestUSD | — | — | — | — | -5,823,244Source | 987,847Source | 3,429,263Source |
| Income Tax Expense (Benefit)USD | — | -273,229Source | — | -1,781Source | 146,104Source | -63,692Source | 31,520Source |
| Net Income (Loss) Attributable to Noncontrolling InterestUSD | — | -292Source | — | -4,716Source | — | — | — |
| Net Income (Loss) Attributable to ParentUSD | — | -113,433Source | 85,992Source | -1,170,823Source | -5,969,348Source | 1,051,539Source | 3,397,743Source |
| Earnings Per Share, BasicUSD per share | — | -0.02Source | 0.01Source | -0.03Source | -0.16Source | 0.03Source | 0.1Source |
| Earnings Per Share, DilutedUSD per share | — | -0.02Source | 0.01Source | -0.03Source | -0.16Source | 0.03Source | 0.1Source |
| Weighted Average Number of Shares Outstanding, Basicshares | — | 7,493,229Source | 7,411,184Source | 37,074,230Source | 37,031,391Source | 32,278,485Source | 34,165,920Source |
| Weighted Average Number of Shares Outstanding, Dilutedshares | — | 7,493,229Source | 7,411,184Source | 37,074,230Source | 37,031,391Source | 32,278,485Source | 34,165,920Source |
| Additional Financial Items | |||||||
| Current Income Tax Expense (Benefit)USD | — | — | — | 41,785Source | 146,104Source | -63,692Source | 31,520Source |
| Interest and Other IncomeUSD | — | 811,700Source | — | 448,962Source | 680,018Source | 119,745Source | — |
| Interest Income (Expense), NetUSD | — | — | — | 345,241Source | 832,724Source | 236,556Source | — |
| Interest Income, OtherUSD | — | — | — | 952,112Source | — | 116,113Source | 167,500Source |
| Operating ExpensesUSD | — | 1,463,654Source | 1,247,401Source | 5,901,085Source | 9,152,500Source | 7,049,258Source | 6,266,139Source |
| Operating Lease, ExpenseUSD | — | 188,230Source | 34,517Source | 549,591Source | 151,214Source | 133,304Source | 104,557Source |
| Other General and Administrative ExpenseUSD | — | 113,201Source | 178,637Source | 622,764Source | 1,713,738Source | 394,101Source | 140,784Source |
| Revenue from Contract with Customer, Including Assessed TaxUSD | — | 612,271Source | 819,117Source | 2,928,441Source | 2,867,430Source | 6,400,468Source | 9,002,365Source |
Offerings
Registration 333-299239
Filing attachments
ea031065501ex99-1.htm · 8-K · 2026-11-03
Exhibit 99.1 TOP Financial Group Limited Addresses Recent Unusual Fluctuations in Stock Price HOUSTON, Texas, Nov. 03, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today issued a statement addressing the recent unusual fluctuations in its stock price and provided updates on its strategic business developments. The Company confirmed that…
Read attachment ↗ea030872402ex99-1.htm · 8-K · 2026-10-16
Exhibit 99.1 TOP Financial Group Limited Announces Updated Share Capital Structure and Free Public Float HOUSTON, Texas, Oct. 16, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today announced its updated share capital configuration, details regarding outstanding ordinary shares, and the company’s estimated free public floating shares. As…
Read attachment ↗ea030857601ex99-1.htm · 8-K · 2026-10-14
Exhibit 99.1 TOP Financial Group Limited Establishes U.S. Headquarters and Restructures Board of Directors HOUSTON, Texas, Oct. 14, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today announced the establishment of its global headquarters in the United States. Concurrently, the Company has executed a strategic corporate restructuring of i…
Read attachment ↗ea030470801ex99-1.htm · 8-K · 2026-09-04
EX-99.1 2 ea030470801ex99-1.htm PRESS RELEASE, DATED SEPTEMBER 4, 2026 Exhibit 99.1 TOP Financial Group Limited Announces Strategic Relocation of Global Headquarters to the United States HOUSTON, Texas, Sept. 04, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today announced the strategic relocation of its global headquarters to the Un…
Read attachment ↗ea030048101ex99-1.htm · 8-K · 2026-08-04
EX-99.1 2 ea030048101ex99-1.htm PRESS RELEASE, DATED AUGUST 4, 2026 Exhibit 99.1 TOP Financial Group Limited Announces Strategic Expansion to Launch Artificial Intelligence Division and Integrate Advanced AI Across Core Brokerage and FinTech Operations SINGAPORE, Aug. 04, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP, “TOP” or the “Company”), a fast-growing online brokerage firm specializing in local and foreign equities, futures, and options products, today announced t…
Read attachment ↗ea029985001ex99-1.htm · 8-K · 2026-07-31
EX-99.1 3 ea029985001ex99-1.htm PRESS RELEASE Exhibit 99.1 TOP Financial Group Limited Announces 1-for-5 Share Consolidation SINGAPORE, July 30, 2026 (GLOBE NEWSWIRE) -- TOP Financial Group Limited (NASDAQ: TOP) (“TOP” or the “Company”), an online brokerage firm specializing in local and foreign equities, futures, and options products, today announced that its board of directors has approved a share consolidation of the Company’s issued and unissued Class A ordinary shares and Class B ordi…
Read attachment ↗