Current Report · Items 9.01 · 8-K/A

Bakkt, Inc.

BKKTNYSEEQUITYCurrent

Financial Statements and Exhibits

Filed Aug 7, 2026Accepted Aug 7, 2026, 4:43 PM EDTCIK 1820302Accession 0001628280-26-054892

Company context

Bakkt is a regulated financial technology company building a financial operating system for the AI and token economy. Through Bakkt Markets, Bakkt Agent and Bakkt Global, the Company is developing regulated infrastructure for trading, stablecoin settlement and cross-border payments; intelligence and distribution capabilities for financial products; and strategic access to differentiated assets and global markets. Bakkt serves financial institutions, fintechs and consumer brands seeking to deliver trusted financial services at scale.

Current securities

BKKTNYSE · EQUITY · Current

Historical securities (4)

BKKT WSNYSE · WARRANT · Historical · closed Oct 13, 2026 VIHNASDAQ · EQUITY · Historical · closed Oct 15, 2021 VIHAUNASDAQ · UNIT · Historical · closed Oct 15, 2021 VIHAWNASDAQ · WARRANT · Historical · closed Oct 15, 2021

Recent company filings

Registered securities in this filing

Bakkt, Inc. · 8-K/A · Filed 2026-08-07

As filed in this accession. Current/historical status below comes from the governed listing record; the cover itself remains exact to this filing.

Class A Common Stock, par value $0.0001 per share

Symbol: BKKT
Exchange: NYSE
Classification: COMMON
Status: Current

Filing context

Context: c-2

Dimensions: us-gaap:StatementClassOfStockAxis

Warrants to purchase Class A Common Stock

Symbol: BKKT WS
Exchange: NYSE
Classification: WARRANT
Status: Historical · closed Oct 13, 2026

Filing context

Context: c-3

Dimensions: us-gaap:StatementClassOfStockAxis

Accession 000162828026054892 · 2 registered-security cover members

Read the exact SEC filing ↗

Disclosure sections

Items 9.01

Select an item to read the extracted section. The as-filed document remains the primary evidence.

Item 9.01Item 9.01 - Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits. (a) Audited financial statements of Distributed Technologies Research Global Ltd. as of and for the year ended December 31, 2025. (d) Exhibits Exhibit No. Description ───────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────── 23.1 Consent of Accounting Firm 99.1 Audited Financial Statements of the Distributed Technologies Research Global Ltd. as of and for the Year Ended December 31, 2025 104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

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