Item 5.07Item 5.07 - Submission of Matters to Vote
Item 5.07 Submission of Matters to a Vote of Security Holders.
On June 17, 2026, WisdomTree, Inc. (the “Company”)
held its 2026 Annual Meeting of Stockholders (the “2026 Annual Meeting”). The Company’s stockholders voted on three
proposals (each described in detail in the Company’s definitive proxy statement filed with the Securities and Exchange Commission
on April 29, 2026) at the 2026 Annual Meeting. Continental Stock Transfer and Trust Company, the independent inspector of election (the
“Inspector of Election”) for the 2026 Annual Meeting, delivered its final vote tabulation on June 18, 2026 that certified
the final voting results for each of the matters that were submitted to a vote at the 2026 Annual Meeting. Set forth below are the final
voting results as provided by the Inspector of Election.
Each stockholder of record was entitled to one vote
per share of common stock on each proposal. On April 23, 2026, the record date for the 2026 Annual Meeting (the “Record Date”),
there were 152,437,434 shares of common stock outstanding. Present at the 2026 Annual Meeting in person or by proxy were holders of shares
of common stock representing an aggregate of 132,636,451 votes, or 87.01% of the voting power entitled to vote at the 2026 Annual Meeting
as of the Record Date, constituting a quorum.
Proposal 1. To elect nine members
of the Company’s Board of Directors, to serve until the 2027 annual meeting of stockholders.
WisdomTree Nominees For % Voted Against Abstain Broker
For(1) Non-Votes
────────────────────────────────────────────────────────────────────────────────────────────────
LYNN S. BLAKE 124,870,734 99.71% 353,524 23,656 7,388,537
ANTHONY BOSSONE 122,357,273 97.73% 2,839,583 51,058 7,388,537
SMITA CONJEEVARAM 121,966,703 97.39% 3,257,250 23,961 7,388,537
RILLA DELORIER 123,727,162 98.82% 1,475,173 45,579 7,388,537
DANIELA MIELKE 123,962,450 99.00% 1,241,095 44,369 7,388,537
SHAMLA NAIDOO 122,198,031 97.58% 3,018,268 31,615 7,388,537
TONIA PANKOPF 123,853,534 98.92% 1,350,346 44,034 7,388,537
FRANK SALERNO 125,170,548 99.95% 53,436 23,930 7,388,537
JONATHAN STEINBERG 125,014,052 99.83% 209,317 24,545 7,388,537
The Company’s
stockholders voted to elect Lynn S. Blake, Anthony Bossone, Smita Conjeevaram, Rilla Delorier, Daniela Mielke, Shamla Naidoo, Tonia Pankopf,
Frank Salerno and Jonathan Steinberg as directors to serve until the 2027 annual meeting of stockholders and until their respective successors
have been duly elected and qualified.
Proposal 2. The ratification of the appointment of Ernst &
Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2026.
───────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────────
For % Voted For(1) Against Abstain Broker Non-Votes
───────────────────────────────────────────────────────────────────────────────────
131,594,426 99.24% 996,752 45,273 —
The Company’s stockholders voted to ratify
the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year
ending December 31, 2026.
Proposal 3. An advisory resolution
to approve the compensation of the Company’s named executive officers.
For % Voted For(1) Against Abstain Broker Non-Votes
─────────────────────────────────────────────────────────────────────────────────────
123,515,009 98.66% 1,671,615 61,290 7,388,537
The
Company’s stockholders approved an advisory resolution on the compensation of the Company’s named executive officers.
(1) “% VOTED FOR” reported for proposal nos.1, 2 and 3 is the percentage of votes cast “for”
each respective proposal divided by the sum of the votes cast “for” and “against.”